Brain, Vol. 123, No. 4, 724-732,
April 2000
© 2000 Oxford University Press
A role for the substantia nigra pars reticulata in the gaze palsy of progressive supranuclear palsy
1 Prince of Wales Medical Research Institute, Randwick and 2 Department of Neurology, Westmead Hospital, Westmead, Australia
Correspondence to:
Dr G. M. Halliday, Prince of Wales Medical Research Insitute, High Street, Randwick, 2031 Australia E-mail: G.Halliday{at}unsw.edu.au
| Abstract |
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We examined the topography and degree of cell loss within basal ganglia structures commonly involved in progressive supranuclear palsy in order to identify any relationship between degeneration in these nuclei and gaze palsy. Serial section analyses and unbiased quantitative techniques were applied to brain tissue from six cases with progressive supranuclear palsy (four with gaze palsy and two without) and six controls with no neurological or neuropathological abnormalities. The total number of nucleolated neurons within the substantia nigra pars compacta (SNc) and reticulata (SNr), the subthalamic nucleus, and the internal and external segments of the globus pallidus was determined for all subjects and the data expressed as percentages of control values to compare degeneration across these basal ganglia structures. The density of neurofibrillary tangles was also evaluated within these structures. Despite significant subcortical neurofibrillary tangle formation in all cases, there was considerable variability in the degree of neuronal cell loss in all basal ganglia regions, except the SNc which was consistently affected. There was no correlation between the ranked density of neurofibrillary tangles and the degree of neuronal cell loss in any basal ganglia region. Comparisons between cases with and without gaze palsy revealed a 40% greater decrease in the number of SNr neurons in cases with gaze palsy (75 ± 8% loss) compared with those without (35 ± 14% loss). This was the largest difference between these cases. As the SNr projects to the superior colliculus, degeneration of this basal ganglia structure may disrupt eye movements in progressive supranuclear palsy.
globus pallidus; neuronal cell loss; substantia nigra; subthalamic nucleus; gaze palsy
GPe = external globus pallidus; GPi = internal globus pallidus; NFT = neurofibrillary tangles; PSP = progressive supranuclear palsy; SNc = substantia nigra pars compacta; SNr = substantia nigra pars reticulata; STN = subthalamic nucleus
| Introduction |
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Progressive supranuclear palsy (PSP) is named after its most distinctive clinical sign, vertical supranuclear gaze palsy. Despite this, eye movements are usually normal at presentation and gaze palsy is occasionally absent throughout the disease (Litvan et al., 1996b
To meet criteria for the neuropathological diagnosis of PSP (Litvan et al., 1996a
), abundant pathology must be present in three of the four following brain regions: pons, pallidum, subthalamus and substantia nigra, but most commonly in the latter three basal ganglia structures (Agid et al., 1987
; Daniel et al., 1995
; Verny et al., 1996
). As the greatest density of pathology is found in the basal ganglia (Agid et al., 1987
; Daniel et al., 1995
; Feany et al., 1996
; Litvan et al., 1996a
; Verny et al., 1996
), these regions might be expected to be involved in the major clinical symptoms and signs of the disease. However, there have been no studies evaluating the relationship between the degree of cell loss in basal ganglia structures and gaze palsy in PSP. The aim of the present study is to determine whether the presence of gaze palsy correlates with the site and extent of basal ganglia neuronal loss in six patients with pathologically confirmed diagnosis of PSP, four cases with and two cases without gaze palsy.
| Methods |
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Case selection
The neuropathology and clinical features of the cases analysed in the present study have been described previously (Hardman et al., 1997a
Tissue preparation has been previously described in detail (Hardman et al., 1997a
, b
). For the cellular quantitation, coronal blocks of the basal ganglia and transverse slices of the midbrain were cryoprotected in 30% sucrose solution prior to freezing on a cryostat and serially sectioned at 50 µm. The accuracy of the cryostat to cut sections at 50 µm was evaluated by dividing the known thickness of the slice (see above) by the number of sections cut from each slice (average section thickness 50 µm, SD = 0.5 µm). The serially cut sections were arranged into 15 sequential series (sections spaced 750 µm apart). Sections from the first series were mounted on to slides and stained with cresyl violet for anatomical localization and cellular quantitation. Subsequent series of sections were stained with haematoxylin/eosin, modified Bielschowsky silver and immunohistochemistry using several antibodies: tau II (T5530, Sigma, St Louis, Mo., USA; diluted 1 : 10 000) and ubiquitin (Z0458, Dako, Glostrup, Denmark; diluted 1:200) both counterstained with cresyl violet, GFAP (Z334, Dako; diluted 1 : 500) counterstained with luxol fast blue, as well as substance P (MAS055, Seralab, Leicestershire, UK; diluted 1 : 1000), encephalin (MAS083, Seralab; diluted 1 : 500) and parvalbumin (P3171, Sigma; diluted 1 : 10 000) for the delineation of the basal ganglia structures, as described previously (Hardman et al., 1997a
, b
; Hardman and Halliday, 1999a
, b
). Peroxidase visualization was used for the immunohistochemistry (Halliday et al., 1995
; Hardman et al., 1997b
).
For this study, standardized pathological diagnostic procedures were applied (Feany and Dickson, 1995
; Litvan et al., 1996a
). Microscopic examination was performed on the sections prepared for quantitation as well as representative areas sampled in a standardized way. Samples of the precentral gyrus [Brodmann area (BA) 4], frontal (BA 9), temporal (BA 20), parietal (BA 39), occipital (BA 17 and 18) and cingular (BA 24) cortices, hippocampus (at the level of the lateral geniculate nucleus), amygdala, cerebellar vermis and lateral lobe (including the dentate nucleus), pons and medulla oblongata were paraffin-embedded, sectioned at 10 µm and stained using the same staining protocols as those described above.
Eight cases of PSP were diagnosed between 1990 and 1996. Two PSP cases were excluded because of coexisting large cerebral infarctions leaving six cases with PSP for detailed examination (Table 1
). No PSP case fulfilled either plaque or tangle based criteria for Alzheimer's disease (Braak and Braak, 1991
; Mirra et al., 1991
). Six age-matched controls (cases free from neurological and neuropathological disease) were selected for comparison as published previously (Hardman et al., 1997a
, b
; Hardman and Halliday, 1999a
, b
).
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Clinical evaluations
Each case was prospectively studied by a neurologist, from presentation until death, with detailed records of history, as well as physical and mental examination. Data from clinical records and standardized forms were used to assess the following clinical features: bradykinesia and rigidity, rest tremor, levodopa response, early falls, eye movement abnormalities and dementia. Early falls were defined as occurring within the first 3 years of clinical disease onset. All cases received at least one standardized assessment.
All six PSP cases exhibited bilateral limb bradykinesia and rigidity as well as unsteadiness of gait with associated falls. Prior to death, four of the six cases were either completely immobile or unable to stand unassisted. The remaining two cases (cases 4 and 6) were still independently mobile but were experiencing frequent falls. The duration of gait instability with falls varied considerably between PSP cases (mean 3.7 years, range 112 years; Table 1
). Four PSP cases (cases 1, 2, 3 and 5) developed supranuclear gaze palsy during life. In contrast to falls, the duration of gaze palsy was relatively constant (mean 3.5 years, range 35 years; Table 1
). Preceding death, the severity of eye movement disorder ranged from moderate limitation of voluntary vertical saccades and pursuit eye movements (cases 1 and 5) to complete loss of all eye movements (case 2). Clinical dementia was absent in all six PSP cases as assessed using the Clinical Dementia Rating Scale (Hughes et al., 1982
).
Quantitation of basal ganglia neurofibrillary tangles and cell loss
Basal ganglia nuclei where the neuropathological changes are known to be maximal in PSP (Daniel et al., 1995
; Litvan et al., 1996a
; Verny et al., 1996
) were selected for quantitation: the substantia nigra pars compacta (SNc) and pars reticulata (SNr), the internal (GPi) and external (GPe) segments of the globus pallidus, and the subthalamic nucleus (STN). The substantia nigra was identified as a convex disc-shaped structure located within the ventrolateral portion of the midbrain tegmentum directly dorsomedial to the cerebral peduncles. It was subdivided into a more dorsally located dopaminergic and pigmented SNc and a more ventrorostrally located GABAergic SNr. The globus pallidus was identified as a wedge-shaped structure ventrolateral to the internal capsule, dorsolateral to the optic chiasm and tract, and medial to the external medullary lamina and putamen. It was segmented posteriorly into the small, medially located GABAergic GPi and the large, laterally located GABAergic GPe. The substantia nigra and GPi were defined by their dense substance P innervation from the caudate and putamen, as previously described (McRitchie et al., 1995
, 1996
; Hardman and Halliday, 1999b
). The GPe was defined by its dense encephalin innervation from the caudate and putamen, as described previously (Hardman and Halliday, 1999a
). The STN was identified as a ventromedial to dorsolaterally oriented disc-shaped structure located ventrolateral to the diencephalon, dorsolateral to the internal capsule and rostral to the substantia nigra. The STN was defined by its dense staining for the calcium binding protein parvalbumin, as described previously (Hardman et al., 1997b
). The anatomical boundaries for each region were plotted using a microscope/computer analysis system (Neurolucida, MicroBrightField, Colchester, Vt., USA) and then superimposed on the sections undergoing analysis through a camera lucida.
Neuronal loss within the SNc was analysed using an areal fractionator technique, as previously published (Hardman et al., 1997a
). Briefly, for each case a transverse section through the midbrain at the level of the exiting third nerve fibres was taken and stained with cresyl violet. This level was chosen as it contains the most consistent sample of the largest number of SNc cell groups in transverse midbrain sections (McRitchie et al., 1995
). Using Neurolucida software the cross-sectional area of individual pigmented SNc cell clusters was calculated (<2% variation on repeated measures). For each cell cluster a central sample of neurons was point counted within a 10 x 10 eye-piece graticule at 400x magnification giving the cellular areal fraction occupied by the pigmented neurons (<10% variation with multiple grid placements). The cellular areal fraction was multiplied by the cross-sectional area of the cell cluster to give the overall cell area within each cluster and these values summed to give the total area occupied by pigmented dopaminergic neurons for each case. The value for each case is expressed as the percentage of the mean control value (control SD = 13%).
A fractionator technique was used to quantify neuronal loss in all other basal ganglia nuclei, as previously described (Hardman et al., 1997a
, b
; Hardman and Halliday, 1999a
, b
). Because of the variations in the size and anatomical boundaries of each region within the sections, the sampling for each region varied. For the smallest structure (SNr), every 15th section was used for the estimation of neuronal number (every 50 µm Nissl-stained section spaced 750 µm apart) while every 60th section was used for the largest structure (GPe) (every fourth Nissl-stained section spaced 3 mm apart). For the GPi and STN, every 30th section was sampled (every second Nissl-stained section spaced 1.5 mm apart). Estimates of the total number of neurons for each region were calculated by multiplying the total number of nucleolated neurons counted within the samples by the reciprocal of the fraction sampled. The value for each case is expressed as the percentage of the mean control value (control SNr SD = 7%, GPi SD = 11%, GPe SD = 11%, STN SD = 7%).
Both the modified Bielschowsky silver stained sections as well as the sections immunoreactive for tau II were used to grade the degree of neurofibrillary pathology in the basal ganglia, as previously described (Verny et al., 1996
). The neurofibrillary tangles in the basal ganglia have a distinctive globose shape which is easily differentiated from the prevalent small, irregularly-shaped glial inclusions (Fig. 1
). The density of neurofibrillary tangles was quantified to obtain a severity index on a four level scale (at 200x magnification): 0 = absent, + = one or two neurofibrillary tangles, ++ = two to five neurofibrillary tangles, +++ = six or more neurofibrillary tangles. Both staining protocols gave equivalent scores for each case. Spearman rank correlations were used to identify any relationship between the density of neurofibrillary tangles and the degree of neuronal cell loss, and P values of <0.05 accepted as significant.
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| Results |
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By definition, all PSP cases had significant subcortical neurofibrillary tangle (NFT) and glial pathology with limited cortical involvement (Table 1
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No correlation between the degree of neuronal cell loss and the density of NFT could be identified (r < 0.80, P > 0.05 for all structures). Within the GPi, more than six NFT per field at 200x magnification were found in all cases (Fig. 1
Four cases had gaze palsy (Table 1
). At the time of death these cases all had moderate to severe limitations in voluntary vertical saccades and pursuit eye movements. The duration of gaze palsy was similar in all cases (Table 1
). In the other two cases there was no evidence of gaze palsy throughout the course of their disease (cases 4 and 6, Table 1
). Case 4 (Table 1
) had detailed examinations by a neurologist 1 year after the onset of symptoms as well as 3 years later, 3 months prior to an untimely death during an assault. Case 6 (Table 1
) presented 18 months after the onset of symptoms and was examined by a neurologist every 2 years. Eight years into the disease, intercurrent ovarian carcinoma was diagnosed. Examination by a neurologist revealed normal eye movements at this time. Case 6 died 6 months later from tumour-related complications.
Severe neurodegeneration of the SNc occurred in all cases (Fig. 2
). In general, neuronal loss within other basal ganglia regions was more marked in the cases with gaze palsy (Fig. 2
). The largest difference between cases with and without gaze palsy was the loss of SNr neurons (Fig. 2
). The SNr had an average of 75 ± 8% cell loss in cases with gaze palsy compared with only 35 ± 14% cell loss in the cases without. In this region the variation in the degree of cell loss in cases with gaze palsy was less than that observed in any other basal ganglia region (Fig. 2
). This is consistent with the limited variation in the duration of gaze palsy in these cases. However, the density of NFT was similar in cases with or without gaze palsy (Table 1
) (Daniel et al., 1995
).
| Discussion |
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This is the first study to evaluate the degree of degeneration across several basal ganglia structures in PSP with respect to associated gaze palsy. Unbiased stereological techniques were used in cases with the typical pathology of PSP (Litvan et al., 1996a
Gaze palsy in PSP is associated with substantial degeneration of the GABAergic SNr. The SNr is one of the major output nuclei of the basal ganglia and has two major GABAergic projections: one to the superior colliculus and the other to the motor thalamus (Francois et al., 1984
; Tokuno et al., 1993
). The frontal eye fields have a powerful excitatory influence on neurons of the superior colliculus both directly and through the basal ganglia (Sharpe, 1998
). GABAergic SNr neurons inhibit saccade burst neurons in the superior colliculus, thereby stabilizing fixation by preventing unwanted extraneous saccades and reflexive saccades (Sharpe, 1998
). GABAergic caudate neurons inhibit SNr neurons with the frontal eye fields exciting the superior colliculus by way of this double inhibition. These visuomotor pathways are concerned with complex saccadic behaviours, including maintaining fixation, disengaging fixation so that a saccade can be made to a new target, and making saccades to remembered target locations (Goldberg et al., 1991
; Stell and Bronstein, 1994
; Büttner-Ennever and Horn, 1997
; Kawagoe et al., 1998
; Sharpe, 1998
). Substantial SNr degeneration as well as the loss of dopaminergic regulation of the frontal eye field relay through the caudate nucleus would certainly disrupt basal ganglia pathways influencing visuomotor processing in the superior colliculus in PSP.
Degeneration of basal ganglia structures has not been evaluated in relation to gaze palsy in PSP because of the considerable emphasis placed on cell loss in other non-basal ganglia brainstem regions (Daniel et al., 1995
; Litvan, 1998
). While degeneration is maximal within the basal ganglia in PSP, considerable variability in neuronal vulnerability was observed in these structures in the present study (see also Daniel et al., 1995) and evidence for a relationship between a site of basal ganglia degeneration and gaze palsy is presented. Only two other research groups have evaluated regional cell loss in relation to gaze palsy: one comparing three, then later four PSP cases with gaze palsy with four controls without neurological impairment (Juncos et al., 1991
; Malessa et al., 1991
, 1994
) and the other comparing eight PSP cases with gaze palsy with five PSP cases without gaze palsy and six controls (Revesz et al., 1996
). The first group used immunohistochemistry to evaluate cell loss (Juncos et al., 1991
; Malessa et al., 1991
). However, we have subsequently shown that a reduction in immunohistochemical markers does not necessarily equate with cell attrition (Hardman et al., 1996
, 1997a
, b
). Therefore, further work is required to substantiate the theory that degeneration of the burst neurons in the rostral interstitial nucleus of the medial longitudinal fasciculus (Juncos et al., 1991
) underlies vertical gaze palsy in PSP.
The triggering of burst neurons to make saccades is controlled by omnipause neurons in the pontine nucleus raphe interpositus (Goldberg et al., 1991
; Büttner-Ennever and Horn, 1997
). A detailed study of this region in PSP cases with gaze palsy (Revesz et al., 1996
) showed a substantial loss of omnipause neurons (on average 50% loss compared with controls). This cell loss is highly variable in PSP patients (50 ± 19% loss) and there is considerable overlap between the PSP cases with and without gaze palsy (Revesz et al., 1996
). This contrasts with our results in the SNr where there is a greater and less variable reduction in neuronal number in PSP cases with gaze palsy (average 75 ± 8% loss) and no overlap between the degree of cell loss in patients with and without this sign. The degree of degeneration in the SNr compared with the raphe interpositus supports an important role for the SNr in at least some PSP cases with gaze palsy. Our thesis is that considerable destruction of any of the neuronal groups involved in pathways regulating eye movements are likely to disrupt such behaviours. The more consistent pathological involvement of the basal ganglia in PSP patients with gaze palsy leads to greater probability of this region playing a primary role in the generation of this clinical feature. It will be important to examine more PSP cases with and without eye signs to identify the regions consistently associated with this clinical feature of the disease.
Our data also suggest that the STN may contribute to gaze palsy in PSP cases. The STN receives significant afferent input from the motor and premotor cortices, including the frontal eye fields and the supplementary eye fields (Künzle and Akert, 1977
; Noda and Oka, 1993
; Bevan et al., 1995
; Nambu et al., 1996
) and in turn provides excitatory regulation of the basal ganglia output nuclei, the GABAergic SNr and GPi (Parent and Hazrati, 1995
). In humans the frontal eye fields are located in the lateral precentral gyrus (Luna et al., 1998
), which is the most affected cortical region in cases with PSP (Daniel et al., 1995
; Verny et al., 1996
). Degeneration of this pathway could more directly influence gaze palsy by causing a reduction in the excitatory regulation of the GABAergic SNr by the STN. However, most of the PSP cases with gaze palsy had slightly more cell loss in the SNr compared with the STN, suggesting a similar involvement of both regions and the same outcome, that is, a decrease in the inhibitory output of the SNr.
We found that the ranked density of NFT pathology does not correlate with the degree of neuronal loss within the basal ganglia in PSP (see also Agid et al., 1987). This contrasts with previous findings comparing neuronal and NFT densities directly (Lantos, 1994
; Revesz et al., 1996
). A close relationship between these variables could suggest ongoing neurodegeneration at the time of evaluation. If so, the reported data suggest that there is ongoing degeneration in the raphe interpositus at the time of death (Revesz et al., 1996
) but more variable involvement within the basal ganglia structures (present study). Surprisingly, our data show that the density of NFT pathology was lowest in regions with the greatest neuronal loss (e.g. the dopaminergic SNc) and in cases with the longest duration (case 5, Table 1
). In contrast, NFT formation was greatest in cases with the most limited basal ganglia degeneration and shortest duration (case 4, Table 1
). This suggests that degeneration is virtually complete in some basal ganglia regions in all cases (hence no significant relationship), but ongoing to various degrees in other regions (largely case dependent). It also suggests that NFT are more rapidly removed from the brain in PSP (within the time course of the disease), which is in contrast to NFT in Alzheimer's disease where lesions can be seen for decades, even after the death of the cell (Braak and Braak, 1998
). This means that the additional evaluation of neuronal loss is required in PSP to determine sites of previous degeneration. As previously noted (Daniel et al., 1995
), the distribution and density of NFT did not distinguish PSP cases with gaze palsy from those without this sign.
We present novel results supporting a role for degeneration of the SNr in the development of gaze palsy in at least some cases with PSP. The pathological involvement of this basal ganglia structure in many PSP cases suggests that it may be a widespread phenomenon. We agree with the previous study by Revesz and colleagues, which suggested that careful morphometric evaluations of cases with PSP distinguish histological differences that relate to their disease symptoms and signs (Revesz et al., 1996
). Thus, the findings presented in the present study add further to our understanding of the morphological basis of eye movement abnormalities in PSP.
| Acknowledgments |
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We wish to thank the staff of the Neuropathology Laboratory at the Prince of Wales Medical Research Institute for their assistance. This study was funded by the National Health and Medical Research Council of Australia, the Australian Brain Foundation, the Ian Potter Foundation, the Clive and Vera Ramaciotti Foundations, and Parkinson's New South Wales.
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Received May 5, 1999. Revised August 13, 1999. Accepted October 17, 1999.
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