Brain, Vol. 124, No. 12, 2528-2539,
December 2001
© 2001 Oxford University Press
Brainstem gliomas in adults: prognostic factors and classification
1 Service de Neurologie, Service de Radiothérapie, Service de Neurochirurgie, Hôpital Pitié-Salpêtrière 2 Service de Neurochirurgie, Service d'Anatomopathologie, Hôpital Saint-Anne, Paris 3 Service de Neurologie, Hôpital Pasteur, Colmar 4 Service de Neurologie, CHU Nancy, Nancy 5 Service de Radiothérapie, Institut Gustave Roussy, Villejuif 6 Service de Neurologie Dejerine, CHU Côte de Nacre, Caen 7 Service de Pharmacologie clinique, CHU Henri Mondor Créteil, France
Correspondence to:
Professor J.-Y. Delattre, Service de Neurologie Mazarin, Hôpital Pitié-Salpêtrière, 75651 Paris Cedex 13, Francejean-yves.delattre{at}psl.ap-hop-paris.fr
| Abstract |
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In contrast to childhood brainstem gliomas, adult brainstem gliomas are rare and poorly understood. The charts of 48 adults suffering from brainstem glioma were reviewed in order to determine prognostic factors, evaluate the effect of treatment and propose a classification of these tumours. Mean age at onset was 34 years (range 1670 years). The main presenting symptoms were gait disturbance (61%), headache (44%), weakness of the limbs (42%) and diplopia (40%). Four patterns were identified on MRI, representing non-enhancing, diffusely infiltrative tumours (50%), contrast-enhancing localized masses (31%), isolated tectal tumours (8%) and other patterns (11%). Treatment consisted of partial resection (8%), radiotherapy (94%) and chemotherapy (56%). Overall median survival was 5.4 years. On univariate analysis, the following favourable prognostic factors were identified (P< 0.01): age of onset <40 years, duration of symptoms before diagnosis >3 months, Karnofski performance status >70, low-grade histology, absence of contrast enhancement and `necrosis' on MRI. On multivariate analysis, the duration of symptoms, the appearance of `necrosis' on MRI and the histological grade of the tumour remained significant and independent prognostic factors (P< 0.05). Eighty-five percent of the tumours could be classified into one of the following three groups on the basis of clinical, radiological and histological features. (i) Diffuse intrinsic low-grade gliomas (46%) usually occurred in young adults with a long clinical history before diagnosis and a diffusely enlarged brainstem on MRI that did not show contrast enhancement. These patients were improved by radiotherapy in 62% of cases and had a long survival time (median 7.3 years). Anaplastic transformation (appearance of contrast enhancement, 27%) and relentless growth without other changes (23%) were the main causes of death. (ii) Malignant gliomas (31%) occurred in elderly patients with a short clinical history. Contrast enhancement and necrosis were the rule on MRI. These tumours were highly resistant to treatment and the patients had a median survival time of 11.2 months. (iii) Focal tectal gliomas (8%) occurred in young patients and were often revealed by isolated hydrocephalus. The course was indolent and the projected median survival period exceeded 10 years. In conclusion, adult brainstem gliomas are different from the childhood forms and resemble supratentorial gliomas in adults. Low-grade tumours have a clinicoradiological pattern that is so characteristic that the need for a potentially harmful biopsy is debatable. The optimum timing of treatment for supratentorial low-grade tumours remains unclear. In high-grade gliomas, the prognosis remains extremely poor despite aggressive treatment with radiotherapy and chemotherapy.
brainstem; glioma; adult; classification; prognostic factors
CI = confidence interval; NF1 = neurofibromatosis type 1
| Introduction |
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In children, brainstem gliomas constitute ~10% of brain tumours and are usually classified in three main groups (Farwell et al., 1977
In contrast, brainstem gliomas in adults are poorly understood because they are quite unusual, accounting for <2% of gliomas (White, 1963
). Most reported studies belong to an era when MRI was not available at diagnosis (White, 1963
; Grigsby et al., 1989
; Selvapandian et al., 1999
). However, some data suggest that survival is much longer in adults than in children (Linstadt et al., 1991
; Landolfi et al., 1998
; Selvapandian et al., 1999
).
To improve our understanding of the natural history of these tumours, to identify prognostic factors and to propose a scheme of classification for them, a retrospective study of adult brainstem gliomas was undertaken.
| Patients and methods |
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Inclusion criteria
Patients were included if they met the following criteria: (i) they were older than 16 years at the first symptom; (ii) the epicentre of the tumour, defined as the centre of the tumour bulk, was located in the brainstem (midbrain, pons and medulla oblongata) (this criterion excluded tumours originating in the thalamus, the cerebellar peduncles or the cervical spinal cord); (iii) the diagnosis was based on histological confirmation or on clinical history with characteristic MRI appearance, consisting of an infiltrative expansive process, with or without contrast enhancement (when the lesion had contrast enhancement and when an infectious process could not be ruled out, pathological examination of a biopsy was mandatory); and (iv) a complete medical record, including clinical data, repeated MRI, and detailed treatment data, was available.
Ependymomas, which constitute a distinct nosological group, were excluded from the study.
Data collection
The following clinical data were collected: (i) at the time of diagnosis: age, sex, ethnic origin, time between the date of the first symptom and the date of the diagnosis (i.e. duration of symptoms), main symptoms and signs, Karnofski performance status, description of the tumour on MRI (T1- and T2-weighted images in at least two planes before and after gadolinium contrast enhancement), and pathological reports when available; (ii) treatment administered at diagnosis of the tumour; (iii) during follow-up: clinical and radiological course, complications (hydrocephalus, haemorrhage, leptomeningeal dissemination, bulbar involvement with swallowing impairment), treatment at recurrence, and date and cause of death or date of the last visit if the patient was alive.
The radiological response to radiotherapy and chemotherapy was reported as: (i) a complete response, i.e. disappearance of all visible tumour; (ii) a partial response, i.e. a decrease of >50% in the axial cross-section of the greatest surface area (contrast enhancement or T2 hyper-signal for non-enhancing tumours); (iii) progressive disease, i.e. >25% increase in axial cross-section of the greatest surface area; or (iv) stable disease, i.e. all other situations (Macdonald et al., 1990
; Bauman et al., 1999
). The response was evaluated while the patients were receiving a stable or decreasing dose of corticosteroids.
Statistical analysis
Survival time was measured from the date of symptom onset to the date of last follow-up or death. Survival was estimated by the KaplanMeier method and its 95% confidence interval (CI) by the Rothman method. Survival curves were compared with the log rank test. The following parameters were evaluated for their association with survival: age of onset, sex, duration of symptoms, motor impairment, Karnofski performance status, location of the epicentre of the tumour, contrast enhancement on MRI after gadolinium infusion, MRI evidence of necrosis, histological grade and radiotherapy schedule (conventional versus hyperfractionated). The Cox proportional hazards model was used to test prognostic factors in multivariate analysis. Results are expressed with relative risk and its 95% CI.
| Results |
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Patient population
Between 1985 and 1999, 48 patients from seven centres of the French association of neuro-oncologists [ANOCEF (Association des Neuro-Oncologues d'Expression Franciaise)] fulfilled the criteria described above and were included in the database.
Overall survival and general characteristics of the population
Mean follow-up was 5 years (range 3 months to 22 years) and 26 (54%) patients were dead at the time of analysis. Overall median survival for the entire group was 5.4 years (Fig. 1
) and 3-year survival was 66% (95% CI 5278%). Mean age at onset was 34 years (range 1670, median 29 years); there was a trend towards a biphasic age distribution, with a first peak in the third decade and a second peak in the sixth decade. An age of >40 years at diagnosis was associated with a significantly shorter survival time compared with a younger age (P = 0.009; Fig. 2
). There was a predominance of males (33 males/15 females) but sex was not related to survival (P = 0.42). The medical histories revealed that three patients (6%) had neurofibromatosis type 1 (NF1) and one patient with a pathologically proven brainstem oligodendroglioma had received cranial radiotherapy (15 Gy) 17 years earlier (at the age of 1 year) for histiocytosis X of the occipital bone.
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Clinical presentation
Median Karnofski performance status at diagnosis was 80 (range 50100). Performance status
70 was associated with a shorter survival time (P = 0.002; Fig. 2
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MRI features at diagnosis
The main findings are summarized in Table 2
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Four patterns were identified on MRI, namely patterns representing non-enhancing diffusely infiltrative tumours (50%) (Fig. 3
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Surgical procedures
Thirty-four patients (71%) had surgery, including 22 stereotactic biopsies and 12 craniotomies. In the latter group, partial resection was performed in only four patients. Minor postoperative neurological complications were reported in four (12%) patients; these consisted of transient worsening of pre-existing cranial nerve palsies. CSF shunts were performed in four patients at presentation and in six patients during the course of the disease (total n = 10, 20%). Infiltration of the mesencephalon was a constant feature in patients who developed symptomatic hydrocephalus that required a shunt at diagnosis or during follow-up.
Pathology
Among 34 pathological specimens, two (6%) were non-diagnostic. The histological information (Table 3
) fell into three groups: astrocytic gliomas (56%), oligodendrocytic and oligoastrocytic gliomas (25%) and unspecified gliomas (19%). Low-grade tumour (grade I or II) was associated with longer patient survival (P < 0.0001; Fig. 6
).
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Radiotherapy and chemotherapy
Forty-five patients out of 48 (94%) received radiotherapy. Two patients were not treated because they had minor symptoms and non-progressive tumours during 3 and 6 years of follow-up, and one patient died before starting radiotherapy. Irradiation consisted of conventional focal radiotherapy in 35 patients (mean dose 52 Gy, using fractions of 1.82 Gy) and hyperfractionated focal radiotherapy for 10 patients (mean dose 68 Gy, using fractions of 11.2 Gy twice daily). Survival did not seem to be affected by the radiation schedule (conventional versus hyperfractionated) (P = 0.671). Durable symptomatic clinical improvement (defined as regression of cranial nerve palsies or weakness of the limbs or cerebellar syndrome for >6 months) was observed in 40% of patients after radiotherapy. After radiotherapy, a partial radiological response was noted in eight patients (18%), stable disease in 27 (64%) and progressive disease in eight (18%). The best response time was 14 ± 10 months (mean ± SD), with great variation between cases, ranging from 5 to 36 months after completion of the radiotherapy. Tolerance of radiotherapy was generally good, although two patients died before the end of treatment and eight others required increased doses of corticosteroids because of transient worsening of their symptoms during radiotherapy.
Chemotherapy was given to 27 patients (56%) at the time of relapse or if radiotherapy failed. Regimens included nitrosourea-based chemotherapy for 12 patients BCNU [1,2-bis(2-chloroethyl)-1-nitrosourea], three patients; BCNU-procarbazine, one patient; CCNU [1-(2-chloroethyl)-3-cyclohexyl-1-nitrosourea]-procarbazine-vincristine, eight patients, platin-based chemotherapy for 12 patients (carboplatin, five patients; carboplatin-VP16, four patients;carboplatin-VP16-ifosfamide, three patients) and miscellaneous for three patients (ifosfamide, one patient; procarbazine-VP16, one patient; temozolomide, one patient). The mean duration of treatment was 4.5 months (range 124 months). Symptomatic clinical improvement lasting >6 months was observed in four (15%) patients after chemotherapy. Three months after the onset of chemotherapy, a partial radiological response was seen in two patients (7%) (one of them had an anaplastic oligodendroglioma), stable disease in nine (33%) and progressive disease in 16 (60%). Two patients died of chemotherapy-related causes (one patient died of sepsis during aplasia and one of gastrointestinal bleeding during thombocytopenia).
Evolution and complications
During the follow-up, hydrocephalus occurred in eight patients (16%); it required a shunt placement in six patients (13%). Tumour progression was characterized either by steady deterioration or by rapid clinical worsening following a long period of stable disease, a finding that we observed in six patients (13%), associated with the appearance of an enlarging, contrast-enhancing lesion on MRI suggestive of anaplastic transformation.
Tumour extension was either intra- or extra-parenchymatous. Intra-axial progression (particularly in the medulla oblongata, with swallowing difficulties in 42% of patients leading to severe aspiration pneumonia in 15%) eventually extended outside the brainstem in 12 (24%) patients, involving the diencephalon and the cerebral hemispheres (five patients), the cerebellum (four patients) and the cervical spinal cord (three patients). Extra-parenchymatous dissemination was due to leptomeningeal dissemination, a finding observed in six (13%) patients and characterized on MRI by multiple disseminated contrast-enhancing nodules in the ventricles and subarachnoid spaces. Two patients had spontaneous intra-tumoral haemorrhage that was rapidly fatal in both cases. These tumours were anaplastic oligodendrogliomas.
Death was related to glioma in 92% of patients (24 of 26 deaths) if we include tumour progression, intra-tumoral haemorrhages and one patient who died of status epilepticus secondary to temporal extension of the tumour. Toxicity of chemotherapy accounted for two deaths, as reported above.
Classification of adult brainstem gliomas
Using univariate analysis, six favourable prognostic factors were identified: young age (<40 years); duration of symptoms >3 months; Karnofski performance status >70; absence of contrast enhancement or `necrosis' on MRI; and low-grade histology. It is important to note that the prognostic value of these factors remained significant when patients without histology were removed from the analysis.
The main results of the multivariate analysis are shown in Table 4
. Of the three clinical factors, duration of symptoms was the only one to be significant on multivariate analysis (P < 0.001). Of the three paraclinical factors, histological grade and MRI `necrosis' were significant prognostic factors (P < 0.05) but contrast enhancement was not. When the duration of symptoms, histological grade and MRI `necrosis' were introduced into multivariate analysis, the relative risks of these factors were similar (Table 4
) but MRI `necrosis' was the only one to be significant (P < 0.05).
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According to these variables and to the clinical and radiological patterns, we classified a posteriori 85% of cases (n = 41) in three main categories with significant survival differences between them (P < 0.0001; Fig. 7
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Adult diffuse intrinsic low-grade brainstem glioma
This group comprised 22 patients (46%). Onset occurred in young adults in their third decade (19 out of 22 were aged <40 years). Symptom duration was >3 months (18 out of 22) and symptoms sometimes appeared several years before diagnosis. In seven cases the presentation was remarkable and was characterized by prolonged isolated facial palsy with facial hemispasm in five cases. Most of the gliomas appeared as infiltrative, diffuse, pontomedullary (18 out of 22) tumours without contrast enhancement (22 out of 22) and without necrosis (22 out of 22) on MRI. Pathological examination showed a low-grade glioma (nine out of 11) (two tumours had one or a few mitoses and discrete cytonuclear atypia without vascular proliferation and necrosis and were classified as grade III, but grading was probably overestimated because both patients had a long survival time (61 and 107 months). Radiation therapy significantly improved the clinical neurological status in 13 out of 21 cases (one patient was not irradiated) and there were four partial radiological responses (19%). A presumed anaplastic transformation, characterized by contrast enhancement after a long period of stable disease, occurred in 27% of patients. The overall median survival time of this group was 7.3 years.
Adult malignant brainstem glioma
Fifteen cases (31%) were in this group, whose results contrasted with those for the previous group in most respects. The majority of patients were aged >40 years (10 out of 15). Onset was rapidly progressive (14 out of 15) and there was altered performance status (11 out of 15). At diagnosis, contrast enhancement (15 out of 15) and necrosis (10 out of 15) were found on MRI. Pathological examination revealed astrocytic tumours (12 out of 14) or oligodendrocytic tumours (two out of 14), with evidence of anaplasia (14 out of 14) (one patient with NF1 was not biopsied). These tumours were highly resistant to treatment (after radiotherapy, only two patients had clinical and radiological improvement). Evolution was always rapidly fatal, with a median survival time of 11.2 months.
Focal tectal brainstem glioma
We identified four cases (8%) of pure focal tectal tumours characterized by an indolent course. Hydrocephalus was the only presenting syndrome in two of them. Pathological examination was performed in two patients, both of whom were found to have a low-grade mixed glioma. One patient had partial resection of the tumour and all received radiation therapy. All the patients survived (>5 years in one case and 8 years in three cases).
Other tumours
Seven tumours (15%) could not be included in the three previous groups: one atypical extensively calcified oligodendroglioma, one radiation-induced oligodendroglioma, one glioma associated with an NF1 that had both diffuse infiltrative patterns and focal-enhancing nodule, one cystic pilocytic astrocytoma, one dorsal exophytic contrast-enhancing glioma and two diffuse non-enhancing gliomas that occurred in young patients (17 and 18 years old) and were rapidly progressive and fatal.
| Discussion |
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This study confirms that adult brainstem gliomas are different from the childhood subtypes, identifies prognostic factors and proposes a classification of these tumours. Overall, brainstem gliomas are less aggressive in adults than in children. Our finding of a median survival time of 5.4 years is in agreement with previous reports (Table 5
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Diffuse intrinsic low-grade brainstem glioma
Interestingly, the most frequent type of of brainstem glioma in adults (representing 46% of the patients in this series) resembles the childhood diffuse gliomas of the pons in terms of clinical and radiological presentation but is radically different in course and survival. In both adults and children, the clinical picture is of a combination of cranial nerve and long tract signs (Tokuriki et al., 1986
In both children and adults, MRI at presentation reveals a diffuse infiltration of the pons, often increasing the size of the brainstem considerably. There is high signal on T2-weighted and low signal on T1-weighted images, which usually do not show contrast enhancement (100% in adults at diagnosis) (Fischbein et al., 1996
; Freeman and Farmer, 1998
). It is worth noting that preferential location in the pons is less striking in adults than in children since the epicentre of the tumour was located in the pons in 15 out of 22 patients and in the medulla in seven out of 22 patients in this study.
When a biopsy is performed, which is far from routine practice in these diffuse intrinsic forms, a malignant glioma (grades IIIIV) is found in many children (Albright et al., 1986
, Franzini et al., 1988
), whereas we found a benign histology in 82% (nine out of 11) of the adults. It is likely that lower grades of the tumours in the adult population explain, at least in part, their much better prognosis compared with children. Indeed, median survival was 7.3 years in our adult group, which is similar to the survival of patients with low-grade supratentorial gliomas (Mason and Macdonald, 1997
) but strikingly different from the survival of <1 year in children with intrinsic brainstem gliomas. In addition, intrinsic diffuse glioma seems to be more responsive to radiotherapy in adults than in children since 62% (13 out of 21) of adults improved for a long period after radiotherapy, although clinical improvement was often not correlated with a radiological response (19%). In this group, the optimal date of radiotherapy remains unknown since several of our patients did well for many years without treatment.
We suggest that this subgroup of tumours be designated in adults as `diffuse intrinsic low-grade brainstem gliomas'. Nevertheless, it is important to underline the possibility of exceptions since the tumours of two of our youngest patients (aged 17 and 18 years), who had rapidly progressive cranial nerve deficits and a typical aspect of non-enhancing diffuse intrinsic glioma, behaved like the childhood subtype, and the patients' survival time was very short (14 and 16 months) despite vigorous treatment with radiotherapy and chemotherapy. These exceptions in adults seem to indicate overlaps among tumour subtypes between the two age groups.
Malignant brainstem gliomas
The other common tumour type identified in this adult series is clearly different from those discussed above. It occurs later than the diffuse, intrinsic, low-grade type and affects mainly older adults (most of them in their sixth decade). The clinical picture is characterized by the rapid onset of cranial nerve palsies and long tract signs leading to an early alteration in performance status. MRI reveals a brainstem mass that enhances after gadolinium infusion, often in a ring-like fashion. In our series, contrast enhancement was a pejorative factor (particularly when the area of enhancement surrounded a low-signal area suggestive of necrosis) in contrast with children, in whom the prognostic value of contrast enhancement remains controversial (Albright et al., 1986
; Fischbein et al., 1996
). Pathologically, these tumours correspond to high-grade gliomas (grades IIIIV) and median survival time is short (11.2 months) despite treatment with radiotherapy and chemotherapy. Thus, the clinicalradiological pattern, pathology and course closely resemble the common malignant supratentorial gliomas in adults and we suggest that this group be designated `malignant brainstem gliomas'.
Focal tectal gliomas
Focal tectal gliomas represent the third type of adult brainstem glioma and constitute a small subgroup (8%) that also exists in children (Squires et al., 1994
; Bowers et al., 2000
). The clinical picture is dominated by hydrocephalus. A diagnosis of mixed glioma was made in two of our patients after a pathological examination of the tumour. All our patients received radiotherapy and experienced long-term survival of good quality. Nevertheless, the benefit of radiotherapy can be questioned since paediatric patients with similar clinical and radiological features have been managed with ventricular shunt or observation alone for long periods (Squires et al., 1994
).
Other types
Other types of brainstem glioma can be observed in adults. Interestingly, we observed only one exophytic contrast-enhancing glioma arising from the floor of the fourth ventricle; this entity, which is associated with a good prognosis, is well described in children (representing up to 10% of brainstem gliomas) (Hoffman et al., 1980
; Pollack et al., 1993
). A likely explanation for this discrepancy between the two age-groups is that most of the exophytic gliomas correspond to pilocytic astrocytoma, a very rare type of tumour in adults.
Three of our patients had NF1. The brainstem is the second most frequent location of brain tumours after the optic pathways in patients with NF1 (Molloy et al., 1995
; Pollack et al., 1996
). In contrast with children, in whom the course is usually very long, the tumour behaviour that we observed in adults with NF1 was much more aggressive, but larger series will be necessary to draw any conclusion on this point.
Complications
Except for locoregional progression, two main complications were observed during the course of adult brainstem gliomas, namely hydrocephalus and leptomeningeal dissemination. Hydrocephalus was observed in 20% of cases. Whereas some pontine tumours may have an important mass effect on the fourth ventricle, hydrocephalus was always associated with mesencephalic involvement and blockage of the CSF at the level of the sylvian aqueduct. Leptomeningeal dissemination occurred in 13% of cases and was the cause of a quarter of the deaths in our series. This complication has also been reported with a high frequency in children (Packer et al., 1983
; Donahue et al., 1998
). Close proximity of the tumour and CSF pathways could explain such an increased trend for leptomeningeal dissemination, but this remains to be demonstrated.
The role of biopsy
Finally, this classification may help in the selection of patients for biopsy. In children, MRI has become the reference for the diagnosis of brainstem glioma and is used for the current classification of these tumours (Barkovich et al., 1990
; Epstein and Farmer, 1993
; Fischbein et al., 1996
). MRI has replaced biopsy in the diagnosis of paediatric diffuse brainstem gliomas, for which most authors agree that anticancer treatments can be administered without pathological confirmation if the clinical course is rapid, as is usual (Albright et al., 1993
; Bouffet et al., 2000
). In our study, 71% of patients underwent a surgical biopsy, which is nowadays considered a relatively safe (transitory worsening occurs in 12% of cases) and informative procedure (6% of specimens were non-contributory) (Franzini et al., 1988
). However, we believe that biopsy is not useful in the diagnosis of intrinsic, diffuse, low-grade brainstem gliomas in adults when the clinical and radiological criteria described above are met. The issue is different in contrast-enhancing lesions because several reports have underlined the limits of MRI in differentiating tumours from infectious (e.g. tuberculomas) (Del Brutto and Mosquera, 1999
) and inflammatory (sarcoidosis, Behciet's disease) (Gizzi et al., 1993
; Akman-Demir G et al., 1999
) diseases. In this setting, a surgical approach is probably indicated in most cases.
| Acknowledgements |
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We wish to thank Franciois Doz for helpful criticism.
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Received April 30, 2001. Revised July 5, 2001. Accepted July 16, 2001.
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