Brain Advance Access originally published online on July 7, 2003
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Brain, Vol. 126, No. 9, 1940-1954,
September 2003
© 2003 Guarantors of Brain
doi: 10.1093/brain/awg197
Prognosis of vertebrobasilar transient ischaemic attack and minor stroke
Stroke Prevention Research Unit, University Department of Clinical Neurology, Radcliffe Infirmary, Oxford, UK
Correspondence to: Dr P. M. Rothwell, Stroke Prevention Research Unit, Department of Clinical Neurology, Radcliffe Infirmary, Woodstock Road, Oxford OX2 6HE, UK E-mail: peter.rothwell{at}clneuro.ox.ac.uk
Received April 3, 2003. Revised April 7, 2003. Accepted April 7, 2003.
| Summary |
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Vertebrobasilar (VB) territory transient ischaemic attacks (TIAs) and minor strokes are perceived to have a better prognosis than carotid territory events, and are sometimes managed less aggressively. However, this notion stems mainly from a few small studies in the 1960s and 1970s, and has not been systematically tested. We therefore identified all published studies of prognosis after TIA or minor stroke using MEDLINE and EMBASE, and hand-searching reference lists and relevant journals. In addition, we attempted to include all available individual patient data (IPD) from studies that had not published outcome data by territory of presenting event. Odds of recurrent events were calculated within studies and combined by fixed-effects meta-analysis. Heterogeneity between studies was calculated using the
2 method. We stratified the analysis by time interval between presenting event and inclusion in study, and by study setting (population-based, published hospital-based and unpublished hospital-based). Public ation bias was tested for by linear regression of the standard normal deviate against precision. Eight hundred and twenty abstracts were reviewed, and 304 papers were considered in detail. Of these, 43 studies representing 36 independent cohorts (12 196 patients) reported outcomes by territory of presenting event. IPD from five studies (4643 patients) were also included. The following results compare relative risks of VB with carotid events. Studies including the acute phase (up to 7 days) after the presenting event found a higher relative risk of subsequent stroke in patients with VB events [odds ratio (OR) 1.47, 95% confidence interval (CI) 1.12.0, P = 0.014]. Conversely, studies mainly recruiting after the acute phase found a lower relative risk (OR 0.74, 95% CI 0.70.8, P = 0.00001). In published hospital-based studies, the risk of recurrent stroke was lower for patients presenting with VB events (OR 0.68, 95% CI 0.60.8, P < 0.00001). However, there was no difference in hospital-based IPD (OR 1.02, 95% CI 0.81.3, P = 0.91). Moreover, in population-based studies, patients with VB events had a higher risk of stroke (OR 1.48, 95% CI 1.12.0, P = 0.025). There was no within-stratum heterogeneity. There was no difference in the risk of fatal stroke (OR 1.04, 95% CI 0.81.4, P = 0.90). Therefore, we found no evidence that patients presenting with VB events have a lower risk of subsequent stroke or death compared with patients presenting with carotid TIA or minor stroke. Indeed, their risk of stroke is probably higher in the acute phase. Patients with VB events require active preventive treatment. Keywords: cerebral ischaemia; posterior circulation; transient; vertebrobasilar; prognosis
Abbreviations: IPD = individual patient data; TIA = transient ischaemic attack; VB = vertebrobasilar
| Introduction |
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Patients presenting with transient ischaemic attack (TIA) or minor stroke are at high risk of major vascular events. Five year risks of stroke, coronary events and death vary from 8 to 30%, 12 to 20% and 8 to 37%, respectively, and 5779% of deaths are vascular (Whisnant et al., 1973
Vertebrobasilar (VB) territory events account for about 30% of all TIAs and minor strokes. In contrast to carotid events, where research has been stimulated by the development of carotid endarterectomy, there has been relatively little systematic research into the prognosis and risk factors for recurrent vascular events specifically in patients with VB territory TIAs and minor strokes. Despite this, there is a widely held view that VB territory events have a more benign prognosis than carotid territory events (McDowell et al., 1961
; Bradshaw and McQuaid, 1963
; Marshall, 1964
; Baker et al., 1968
; Ziegler and Hassanein, 1973
; Olsson et al., 1976
; Heyman et al., 1984
b; Turney et al., 1984
; Sivenius et al., 1991
; Mohr et al., 1992
; Caplan, 1996
). This idea stems from the results of a small number of early cohort studies performed in the 1960s and 1970s (Bradshaw and McQuaid, 1963
; Marshall, 1964
; Acheson, 1971
; Baker, 1971
; Olsson et al., 1976
), many of which do not satisfy modern methodological standards (Kernan et al., 1991
). However, partly as a consequence of these early studies, patients with VB events are often investigated less rigorously than patients with carotid events (Caplan, 2000
; Culebras et al., 1997
) and may not always receive as aggressive preventive treatment against future vascular events (Caplan, 1996
; Martin, 1998
).
To determine whether or not the prognosis of VB territory TIAs and minor strokes does differ from that of carotid territory events, we reviewed all published studies which reported outcome events according to the vascular territory of the presenting event and included all available individual patient data (IPD) from studies that had not published outcome data by territory of presenting event, and determined the odds of recurrent TIAs, strokes and death.
| Material and methods |
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Search strategy
We aimed to identify articles which reported follow up data on patients presenting with TIA or minor stroke and which reported these separately for patients presenting with VB and carotid events. Studies were identified by a single observer from MEDLINE®+ and EMBASE® (Silverplatter Winspirs 4.0 on-line and Entrez-PubMed NIH August 5, 2001 for the period 1966 to week 1 August 2001) with the search terms: [posterior circulation OR vertebrobasilar] AND [stroke OR CVA OR TIA OR cerebrovascular OR transient isch(a)emic], and TIA AND [natural history OR prognosis]. The search was limited to human studies only. No restriction was made on the language of publication. Journals that yielded more than 10% of all studies identified electronically were systematically hand-searched for further relevant studies. The reference lists of all papers that met the inclusion criteria were also searched. By contact with principal investigators we attempted to obtain all available IPD from cohort studies containing outcome events for patients with both carotid and VB events that had previously not published outcome data by vascular territory of the presenting event.
Inclusion criteria
Articles were included in the review if they fulfilled the following criteria: (i) prospective or retrospective cohort study; (ii) included patients with TIA, reversible ischaemic attack, reversible ischaemic neurological deficit or minor stroke (defined as reversible, non-disabling, Rankin scale grade not worse than 3, or similar) in VB and carotid territories; (iii) presenting events and outcome data reported separately according to the vascular territory of presenting event; (iv) outcome data reported for one or more of the following: recurrent TIA, stroke (all strokes, major stroke or fatal stroke), myocardial infarction, vascular death or overall mortality.
Data extraction
The following information was extracted from eligible reports:
(i) Aims of study. (ii) Type of study (cohort study, non-randomized treatment trial, randomized controlled trial). (iii) Setting of the study (population-based, hospital-based). (iv) Inclusion and exclusion criteria, and number of excluded patients. (v) Basic demographic data for patients with events in different vascular territories. (vi) Criteria used to determine the vascular territory of the qualifying event. (vii) Time interval between qualifying event and inclusion in study. Studies were grouped into studies including the acute phase, studies recruiting mainly during the subacute phase and studies recruiting mainly during the chronic phase if the majority of patients were enrolled within 7 days, >7 days but <1 month, and >1 month, respectively, after the qualifying event. If this was not stated or not implicit in the study methods it was considered as unknown. (viii) Baseline investigations performed. (ix) Method and frequency of follow up. (x) Length of follow-up and numbers of patients lost to follow up. (xi) Number of patients presenting with TIA or minor stroke (numbers were recorded separately if possible), and number of patients with events in the carotid, VB, both or uncertain territories. (xii) Number of patients with one or more outcome events according to the territory of the qualifying event. Where analyses were reported for more than one period of follow-up, the longest follow up period was used for analysis. Only ischaemic strokes were counted as outcome events if the study discriminated between ischaemic and haemorrhagic strokes. Where possible, numbers of events were extracted from survival curves if no actual numbers were given in the text.
Analysis
Odds of recurrent events in relation to the territory of the presenting event were calculated within individual studies. Where appropriate, odds ratios (ORs) from separate studies were combined by fixed-effects meta-analysis according to the MantelHaenszel method. Heterogeneity between estimates from individual studies was calculated using the
2 method. Proportional hazards were assumed. Publication bias was tested for by linear regression of the standard normal deviate against precision (Egger et al., 1997
). The characteristics of studies that mainly accounted for heterogeneity were identified by stepwise weighted (by total number of events) linear regression of the natural logarithm of the OR versus year of publication, study setting, length of follow-up, prospective/retrospective design, type of study, time from event until enrolment, and use of strict criteria for diagnosis of VB events. Our analysis was then stratified by the main determinants of heterogeneity. For graphical representation and confidence interval (CI) estimation, 0.5 was added to all four cells in the 2 x 2 table according to established practice where there was no outcome event in one of the cells (Sterne et al., 2001
). Duplicate publications on the same cohort and overlapping cohorts were identified to avoid multiple inclusion of patients.
| Results |
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The electronic literature search identified 2687 publications with the search terms [posterior circulation OR vertebrobasilar] AND [stroke OR CVA OR TIA OR cerebrovascular OR transient isch(a)emic], and 1051 publications with the search terms TIA AND [natural history OR prognosis]. Duplicate records were removed. After exclusion of publications that were clearly not relevant, 820 publications were reviewed and 66 potentially eligible publications identified. Review of reference lists of these papers identified a further 236 potentially eligible reports. Two further studies were identified by hand-searching the journal Stroke, which was the only journal meeting the criterion for hand-searching. A total of 304 papers were considered in detail. Of these, 278 were published in English, nine in German, seven in French, five in Spanish, and one each in Italian, Romanian, Dutch, Japanese and Polish.
A total of 56 articles satisfied our inclusion criteria. Of these, 13 were excluded from the analysis either because they reported only qualitative or quantitative relative risks of outcomes for patients with carotid versus VB events (i.e. no absolute numbers of events were given) (Canadian Cooperative Study Group, 1978
; Gent et al., 1980
; Candelise et al., 1982
; Heyman et al., 1982
; Whisnant and Wiebers, 1987
; Lee et al., 1990
; Carolei et al., 1992
; Puranen et al., 1998
; Marini et al., 1999
), or because they reported only combined outcomes (e.g. stroke and TIA; or stroke and death) (Sørensen et al., 1983
, 1989
; Matias-Guiu et al., 1987
; ESPS Group, 1990
). Thus, 43 papers reporting data from 36 independent cohorts were included in the analysis.
We were able to obtain IPD from seven studies including 8447 patients containing outcome data for patients presenting with carotid or VB TIA or minor stroke, five of which, including 4643 patients, had not previously published data on the prognosis according to the vascular territory of the qualifying event (Dennis et al., 1989
; Farrell et al., 1991
; Hankey et al., 1991
; Davenport et al., 1996
; Mead et al., 2002
; Coull et al., 2003
). Two studies had previously published data on the risk of stroke for carotid and VB territory events separately, but they had not published data on the risk of fatal stroke and overall death (Candelise et al., 1986
; Dutch TIA Trial Study Group, 1993
).
Table 1 summarizes the important characteristics of the eligible reports. Seven papers reported data from five independent population-based studies. The remainder were hospital- and/or office-based. Thirty-one papers reported data from 26 independent prospective cohort studies or treatment trials, and 13 papers reported data from 10 independent retrospective cohort studies. Only six studies specifically intended to determine the prognosis according to the vascular territory of the qualifying event as one of their primary aims (David and Heyman, 1960
; Drake and Drake, 1968
; Acheson, 1971
; Whisnant et al., 1978
; Heyman et al., 1984
b; Howard et al., 1987
), two of which only reported the prognosis for overall mortality. Nine papers reporting data from six independent cohorts reported outcomes for individual patients who had events in both carotid and VB territories (Baker et al., 1968
; Drake and Drake, 1968
; Friedman et al., 1969
; Ziegler and Hassanein, 1973
; Cartlidge et al., 1977
; Whisnant et al., 1978
; Fieschi et al., 1981
; Candelise et al., 1986
; Keith et al., 1987
). Table 2 summarizes which papers reported each specific outcome.
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Risk of stroke
A total of 32 independent studies reported the number of strokes on follow-up. Of these, 16 studies reported ischaemic strokes separately. Fatal strokes were reported for six cohorts. All IPD included data on follow-up strokes and fatal strokes, and all except the Italian Multicenter Study discriminated between ischaemic and haemorrhagic strokes.
There was significant heterogeneity between studies in the odds of subsequent stroke (P = 0.02). Time from event until enrolment and study setting were both significantly associated with the relative risk of stroke and therefore accounted for some of this heterogeneity (P = 0.002 and 0.005, respectively, in the model including one predicting variable). When both variables were tested together, only time from event remained significant (P = 0.027), whereas study setting did not (P = 0.090).
We therefore stratified the analysis first into studies that included the acute phase, studies that mainly recruited during the subacute phase, and studies that mainly recruited during the chronic phase, and secondly, into hospital- versus population-based studies, and substratified hospital-based studies into unpublished IPD versus published studies without calculating an overall OR estimate. There was no evidence of heterogeneity within the resulting strata (P = 0.38 for studies including the acute phase; P = 0.55 for studies mainly recruiting during the sub-acute phase; P = 0.29 for studies mainly recruiting during the chronic phase; P = 0.47 for published hospital-based studies; P = 0.84 for unpublished hospital-based studies; P = 0.54 for population-based studies) The distribution of a plot of ORs of stroke risk for VB versus carotid events against the variance of the OR in each study was symmetrical, and there was no evidence of overall publication bias on regression analysis (P = 0.79). The proportional hazard assumption appeared valid with no correlation between the OR and the mean length of follow up in each study (r = 0.099, P = 0.578).
Patients presenting with VB events had a higher risk for subsequent strokes in studies including the acute phase compared with patients presenting with carotid events (OR 1.47, 95% CI 1.12.0, P = 0.014; 1543 patients). In studies mainly recruiting after the acute phase however, patients with VB events had a lower risk of subsequent stroke (OR 0.81, 95% CI 0.61.0, P = 0.077; 6752 patients) for studies recruiting mainly during the subacute phase and (OR 0.75, 95% CI 0.60.9, P = 0.00026; 8252 patients) for studies recruiting mainly during the chronic phase (Fig. 1).
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In published hospital-based studies, patients presenting with VB events had a lower risk of subsequent stroke (OR 0.69, 95% CI 0.60.8, P < 0.00001, 27 studies; 11 664 patients) than patients presenting with carotid events. In previously unpublished hospital-based IPD, however, there was no difference in the subsequent risk of stroke between carotid and VB events (OR 1.02, 95% CI 0.81.3, P = 0.91; three studies, 4149 patients). Moreover, in population-based studies patients with VB events had a higher risk of subsequent stroke compared with patients with carotid events (OR 1.48, 95% CI 1.12.0, P = 0.025; seven studies, 1026 patients) (Fig. 2).
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The lower risk of stroke in patients presenting with VB events in the published hospital-based studies was independent of the diagnostic criteria used for defining the territory of the presenting event: 15 studies used strict Ad Hoc Committee National Institute of Neurological and Communicative Disorders and Stroke (1975)
Studies specifically intending to investigate differences between carotid and VB events found no difference in the risk of subsequent stroke between the vascular territories (OR 1.02, 95% CI 0.71.4, P = 0.99, heterogeneity P = 0.04; four studies). There was no difference in the ratio of subsequent disabling strokes versus all strokes between patients initially presenting with VB versus carotid events (OR 0.8, 95% CI 0.61.2, P = 0.41, heterogeneity P = 0.37; six cohorts) (Baker et al., 1968
; Dennis et al., 1989
; Dutch TIA Trial Study Group, 1991
; Farrell et al., 1991
; Hankey et al., 1991
; Mead et al., 2002
).
Patients presenting with events in both carotid and VB territories had the highest risk of subsequent strokes (OR 2.01, 95% CI 1.33.1, P = 0.02, heterogeneity P = 0.41; six studies) versus carotid events alone (OR 2.93, 95% CI 1.84.8, P = 0.0008, heterogeneity P = 0.11) and versus VB events alone.
Risk of fatal events
In contrast to the risk of any stroke on follow-up, there was overall agreement between the different strata for the risk of fatal stroke. Patients presenting with carotid and VB territory events had the same risk of fatal stroke (OR 0.89, 95% CI 0.71.3, P = 0.55, heterogeneity P = 0.64; 12 studies, 9533 patients) (Table 3). We were able to calculate case fatality of stroke in eight independent studies (Cartlidge et al., 1977
; Muuronen and Kaste, 1982
; Eriksson, 1985
; Dennis et al., 1989
; Dutch TIA Trial Study Group, 1991
; Farrell et al., 1991
; Hankey et al., 1991
; Mead et al., 2002
). There was no difference between patients with VB and carotid events (OR 0.99, 95% CI 0.71.4, P = 0.95, heterogeneity P = 0.02). The total number of deaths during follow-up was reported for 20 independent cohorts. There was no difference in the risk of death between patients presenting with VB and carotid events (OR 0.96, 95% CI 0.81.1, P = 0.57, heterogeneity P = 0.38; 10 749 patients; Table 3).
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Risk of cardiac events
Thirteen cohorts recorded myocardial infarctions or cardiac deaths during follow-up (Table 2). There was no significant difference in risk for cardiac events in patients presenting with VB and carotid events (OR 0.85, 95% CI 0.71.0, P = 0.07, heterogeneity P = 0.05; 9781 patients).
Risk of recurrent TIA
The number of patients with recurrent TIA(s) was reported in 13 cohorts (Table 2). Patients presenting with VB events were more likely to have a recurrent TIA than patients with carotid events (OR 1.70, 95% CI 1.32.2, P = 0.00007, heterogeneity P = 0.71; 1445 patients).
| Discussion |
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The widely held view that VB territory TIAs and minor strokes have a better prognosis than carotid territory events was supported by some studies of stroke risk (Siekert et al., 1961
Our multivariate analysis suggested that the higher odds of stroke in population-based studies was accounted for by the fact that these studies were more likely to have included the acute phase than hospital-based studies. Hospital-based studies tended to be outpatient-based and did not usually include recurrent strokes that occurred after the presenting event prior to being seen in clinic. Interestingly, the only hospital-based study that found a significantly increased stroke risk in patients with VB events versus carotid events had enrolled patients very early after their event (Biller et al., 1989
).
Since we compared the risk of recurrent stroke in patients with VB events with that in patients with carotid events, our findings indicate that patients with VB TIAs and minor strokes have a higher risk of stroke than patients with carotid events in the acute phase, but that this is reversed in the subacute and chronic phase. Unfortunately, we were unable to compare directly the very early risk of stroke between patients with carotid and VB events, because few studies specifically reported the very early occurrence of strokes. A high early risk of stroke recurrence in patients with posterior circulation infarction compared with carotid territory strokes was reported in a previous population-based stroke incidence study (Hankey et al., 1998
), but there are very few other published data. One previous imaging study found a higher prevalence of silent infarcts in patients presenting with VB TIA or minor stroke compared with patients with carotid events (Herderschee et al., 1992
), but this was only a cross-sectional observation.
Other possible explanations for the differences in stroke risk between hospital- and population-based studies are first publication and reporting bias particularly as results differed between published hospital-based studies and unpublished IPD. However, we found no evidence for this. Secondly, differences in the prevalence of important risk factors could have influenced the results, but few studies reported these data by the vascular territory of the presenting event and there were no consistent differences among the seven studies that reported sex and age by vascular territory of the presenting event (Drake and Drake, 1968
; Olsson et al., 1976
, 1980
; Haerer et al., 1977
; Simonsen et al., 1981
; Heyman et al., 1984
b; Ueda et al., 1987
), and no differences in those studies that reported data on co-morbidity and risk factors (Olsson et al., 1976
; Dyken et al., 1977
; Fieschi et al., 1981
; Simonsen et al., 1981
; Heyman et al., 1984
b). Moreover, the lack of a difference between patients with VB events and carotid events in overall mortality or in risk of coronary vascular events suggests that they had similar risk factor profiles. Thirdly, a varying degree of thoroughness on follow-up between hospital- and population-based studies might have influenced the numbers of follow-up strokes if stroke severity differed between the vascular territories. Some studies have reported a better functional outcome in patients with completed posterior circulation strokes compared with carotid strokes (Check, 1982
). We were unable to reliably compare the level of disability that resulted from strokes during follow-up in patients presenting with VB events versus carotid events, because insufficient data were reported. However, we found no evidence that the risk of fatal stroke was lower in patients presenting with VB events. Moreover, case fatality due to stroke during follow-up did not differ. Similarly, although some studies have reported an overall lower mortality during follow-up for patients with VB events than for patients with carotid events (Acheson and Hutchinson, 1964
; Marshall, 1964
; Ziegler and Hassanein, 1973
; Simonsen et al., 1981
; Howard et al., 1987
; Turney et al., 1984
), our analysis shows that there is no difference in mortality.
Methodological issues
There are a number of methodological issues that require discussion. First, there was a wide variation in study methodology, and most studies of the studies that we included fell short of the gold standard of an inception cohort with all patients enrolled at a similar stage of their illness in a similar setting (Kernan et al., 1991
). The time allowed between qualifying event and enrolment differed widely between studies (range 12 h to 1 year), and the length of follow-up varied from a few days to >10 years. The studies included ranged from the mid-1950s to the late 1990s. Absolute risks of stroke and death are likely to have diminished since the introduction of effective preventive therapies, such as anti-platelet agents, treatment of hypertension and hyper-cholesterolaemia. We therefore limited our analyses to the relative odds of recurrent events between patients with VB and carotid events within studies, and did not attempt to estimate overall absolute risks. There was no evidence in any of the studies of systematic differences between patients presenting with VB and carotid events in the timing of presenting events, the time-course of outcome events, the length of follow-up or the use of pharmacological treatments.
Secondly, we combined data on patients presenting with TIAs and minor ischaemic strokes because they have a similar underlying pathology and prognosis (Wiebers et al., 1982
; Calandre and Molina, 1985
; Sørensen et al., 1989
; Dennis et al., 1990
a; Carolei et al., 1992
; Koudstaal et al., 1992
), and patients with TIA frequently have appropriately localized infarcts on brain imaging (Murros et al., 1989
; Kidwell et al., 1999
).
Thirdly, there was considerable variation between studies in what proportion of all events were in the VB territory, ranging from 17 to 56% in population-based studies (Ostfeld et al., 1973
; Wiebers et al., 1982
; Keith et al., 1987
), and 15 to 72% in hospital-based studies. This variation will have been due partly to differences in patient selection, and partly to variation in diagnostic criteria. Studies published after the introduction of the Ad Hoc Committee National Institute of Neurological and Communicative Disorders and Stroke (1975)
diagnostic classification were more consistent with 1535% of patients reported to have presented with VB events. However, differences in diagnostic criteria or patient selection did not appear to have influenced our results. There was no difference in the relative odds of stroke in patients presenting with VB versus carotid events between studies that used the strict diagnostic criteria and those that did not, and no correlation between the relative odds and the proportion of the study sample that presented with VB events.
Finally, some studies included patients who underwent carotid endarterectomy during follow-up. However, endarterectomy was only usually performed on a small proportion of patients with carotid events (mostly <10%) and this is unlikely to have had a major effect on the overall risk of recurrent stroke. Few studies reported patients presenting with amaurosis fugax separately from carotid territory cerebral events. It was therefore not possible to assess what impact their better prognosis had.
Conclusions
Our analyses are not necessarily helpful in deciding how best to manage individual patients with VB TIA or minor stroke. This can be very difficult, not least because of the difficulty in reliably distinguishing clinically between ischaemic events affecting the different territories within the posterior circulation (Caplan, 2000
). However, our results do provide useful data to guide treatment policy for patients presenting with VB events. Despite the variations in study methodology and patient selection, our findings were remarkably consistent. Compared with patients presenting with carotid TIA or minor stroke, there is no evidence that patients with VB events have a lower risk of subsequent stroke or death. Indeed, their risk of stroke is probably higher in the acute phase. Patients with VB events require active preventive treatment.
There were no differences however, in the risk of fatal strokes, cardiac events or all cause mortality (mainly vascular), and there was a higher risk of recurrent TIAs for patients with VB events. Overall, this suggests that patients presenting with VB events are no less likely to have serious underlying vascular pathology.
| Acknowledgements |
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We wish to thank Dr S. Howard for statistical advice and Dr S. Guthikov and Mr R. Bond for assistance with analysis of data. E.F and P.M.R. are funded by the UK Medical Research Council.
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