Brain Advance Access originally published online on September 23, 2005
Brain 2006 129(1):55-64; doi:10.1093/brain/awh631
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Increased EEG power and slowed dominant frequency in patients with neurogenic pain
1 Universitätsspital, Funktionelle Neurochirugie, CH-8091 Zürich, 2 Center for Integrative Human Physiology and 3 Biostatistik, Universität Zürich, Switzerland
Correspondence to: Johannes Sarnthein, Funktionelle Neurochirurgie, Universitätsspital, CH-8091 Zürich, Switzerland E-mail: johannes.sarnthein{at}usz.ch
| Summary |
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To study the mechanisms of chronic neurogenic pain, we compared the power spectra of the resting EEG of patients (n = 15, 3875 years, median 64 years, 6 women) and healthy controls (n = 15, 4171 years, median 60 years, 8 women). On an average, the patient group exhibited higher spectral power over the frequency range of 225 Hz, and the dominant peak was shifted towards lower frequencies. Maximal differences appeared in the 79 Hz band in all electrodes. Frontal electrodes contributed most to this difference in the 1315 Hz band. Bicoherence analysis suggests an enhanced coupling between theta (49 Hz) and beta (1225 Hz) frequencies in patients. The subgroup of six patients free from centrally acting medication showed higher spectral power in the 218 Hz frequency range. On an individual basis, the combination of peak height and peak frequency discriminated between patient and control groups: discriminant analysis classified 87% of all subjects correctly. After a therapeutic lesion in the thalamus (central lateral thalamotomy, CLT) we carried out follow-up for a subgroup of seven patients. Median pain relief was 70 and 95% after 3 and 12 months, respectively. The average EEG power of all seven patients gradually decreased in the theta band and approached normal values only after 12 months. The excess theta EEG power in patients and its decrease after thalamic surgery suggests that both EEG and neurogenic pain are determined by tightly coupled thalamocortical loops. The small therapeutic CLT lesion is thought to initiate a progressive normalization in the affected thalamocortical system, which is reflected in both decrease of EEG power and pain relief.
Key Words: neuropathic pain; central pain; thalamocortical system; thalamotomy; EEG oscillations
Abbreviations: CL = central lateral nucleus; CLT = central lateral thalamotomy; LTS = low-threshold calcium spike; MEG = magnetoencephalography; TCD = thalamocortical dysrhythmia
Received April 20, 2005. Revised July 14, 2005. Accepted August 12, 2005.
| Introduction |
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While several mechanisms have been proposed for the pathophysiology of neurogenic pain (Treede et al., 1999
The present study aimed, first, to discriminate statistically between neurogenic pain patients and healthy controls on the basis of scalp EEG spectral parameters. Second, we hypothesized a theta reduction in patients' EEG after the surgical intervention CLT, which has the goal to reduce thalamic LTS production. We therefore monitored the EEG 3 and 12 months after the therapeutic lesion.
| Methods |
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Patients
The patient group consisted of 17 patients with severe forms of neurogenic pain that fulfilled all admission criteria for CLT neurosurgical therapy (see below). Following the terminology of the International Association for the Study of Pain, we use the term neurogenic pain to refer to the pain initiated or caused by a primary lesion, dysfunction, or transitory perturbation in the peripheral or central nervous system. Of the initial patient group, we excluded one patient due to eye movement artefacts in the EEG and one patient because of low voltage EEG. Symptoms, medication and pain relief reported by the remaining patients in the group (n = 15, 3875 years, median 64 years, 6 women, 9 men) are listed in Table 1. After surgery, three patients died due to unrelated reasons, two were not available for EEG and three await EEG follow-up to date. Therefore, a subgroup of n = 7 patients was available for recording EEG at 3 and 12 months after surgery.
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Surgery
Neurosurgical therapy for the patients consisted of CLT, a therapeutic lesion in the posterior part of the thalamic nucleus, CL (Morel et al., 1997
Healthy controls
The healthy control group consisted of 15 subjects (4171 years, median 60 years, 8 women, 7 men). The control subjects had no current or previous history of relevant physical illness and they were not currently taking drugs or medication known to affect their EEG. The healthy, age-matched control group was selected to statistically delineate the EEG abnormality reported in a small number of patients (Gücer et al., 1978
; Llinás et al., 1999
; Sarnthein et al., 2003
). Furthermore, the healthy control group served as a reference when postoperative changes in the patients EEG were monitored.
EEG recording sessions
The study was approved by the Kanton Zürich ethics committee. All subjects, patients and controls, were informed about the aim and the scope of the study and all gave written informed consent according to the Declaration of Helsinki. Subjects were seated in a dimly lit room shielded against sound and stray electric fields and were video-monitored. All EEGs were acquired in the morning between 9 and 12 h. Recording sessions of patients and controls were followed by an interleaved schedule and the recording apparatus was continuously calibrated. Subjects refrained from caffeinated beverages before the session to avoid the caffeine-induced theta decrease in EEG (Landolt et al., 2004
). Since drowsiness may result in enhanced theta power, the vigilance of subjects was checked. In addition, patients were routinely asked whether they had sleeping disorders because insomnia conflicts with the typical clinical diagnosis of neurogenic pain.
Within each session, spontaneous EEG was recorded under two conditions: while subjects rested with their eyes closed, and while they rested with their eyes open. EEG was recorded for 5 min under each condition. We focused our analysis on the eyes closed condition as it is less prone to artefacts and we assume that an internal process like neurogenic pain should be more easily accessed in the brain's idling mode (Pfurtscheller et al., 1996
), unmasked by sensory perception. Therefore all results presented in this study refer to the eyes closed condition, except for Fig. 1D. We refrained from provoking acute pain since we are interested in the pathophysiology of chronic neurogenic pain that is experienced independent of nociceptive stimuli. Before each recording segment, subjects were instructed to assume a comfortable position in a chair. They were free to place their head on a chin-rest. For the eyes closed condition, subjects were instructed to close their eyes, to place their fingers on their eyelids, and to relax but to stay awake. After 5 min subjects were instructed to open their eyes, to fixate on a dot at 1 m distance and to relax.
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EEG signals were measured using 60 Ag/AgCl surface electrodes, which were fixed in a cap at the standard positions according to the extended 1020 system (FMS11, Falk Minow Services, Herrsching, Germany). Electrode CPz served as the common reference. Impedances were below 5 k
in all electrodes processed in the further analysis. We used two additional bipolar electrode channels as eye monitors. EEG signals were registered using the SynAmps EEG system (Neuroscan Compumedics, Houston, TX, 16 bit A/D conversion, sampling rate 250 Hz, 0.3100 Hz band pass filter, 12 dB/octave) and continuously viewed on a PC monitor.
Data preprocessing and editing
Data were analysed offline using Matlab (The Mathworks, Natick, MA) using EEGLAB (http://sccn.ucsd.edu/eeglab; Delorme and Makeig, 2004
) and custom scripts. The scalp EEG was re-referenced to the mean of the signals recorded at the ear lobes. We confirmed alertness of subjects during the recording session by checking for slowing of the alpha rhythm, slow rolling eye movements or increasing theta power (49 Hz). Data were inspected in 5 s epochs, and large muscle or eye movement artefacts were removed. For editing purposes, muscle artefact was considered significant if the underlying EEG rhythms were not clearly seen. The EEG was decomposed into independent components using blind separation (independent component analysis). After the removal of components containing eye movement or muscle artefacts, the signal was reconstructed. This procedure resulted in >60 s of EEG for estimates of power spectral density (mean 244 ± 50 s). For the analysis of inter-frequency relationships, a stretch of >20 s EEG was selected where power spectra remained unchanged over time (mean 150 ± 86 s). All records were edited using the same encephalographer in order to increase reliability.
Data analysis
For power spectral density estimates, the multitaper FFT method was applied to 5 s windows with K = 3 tapers and a bandwidth parameter 2W = 0.8 Hz, leading to a time bandwidth product 2WT = 4 (Percival and Walden, 1993
). In the comparisons between spectral parameters, all P values are two-sided from non-parametric Wilcoxon tests. Wherever necessary, EEG spectra were subdivided into frequency bands theta (49 Hz), alpha (912 Hz), beta (1225 Hz) and gamma (25100 Hz). In order to summarize the data and because spectra from all electrodes had similar shape and scale, we averaged the log-transformed spectra of all scalp electrodes for each subject if not stated otherwise.
In order to classify individual subjects into patients and controls on the basis of EEG parameters, classical linear discriminant analyses were carried out. That is, we were seeking for the linear combination of the parameters that best separated the two groups in the sense that it maximized the between-to-within variance ratio. Each subject was then assigned to the closest group based on this linear combination. For this step, cross-validation has been used (SPSS version 11.5) such that the chance level of assigning a subject to the correct group was 50%. Exact 95% confidence intervals for the true proportions of correct classification using EEG parameters were calculated from tabulated values for the binomial distribution and we could check whether the chance level 50% was within or outside these confidence intervals.
To learn about the relationship between power at two frequencies f1 and f2 in one EEG signal, we computed bicoherence for each electrode separately. Bicoherence estimates the second-order phase coupling by normalizing the bispectrum B(f1, f2) =
X(f1) X(f2) X*(f1 + f2)
such that bicoherence is confined to [0 1], where X(f1) is the complex Fourier transform of the signal at frequency f1 (Schack et al., 2002
). Bicoherence provides phase information as additional information beyond the power spectrum.
| Results |
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Slowed EEG rhythmicity
As a first result, Fig. 1A shows a clear difference between the average power spectra in the resting EEG of the patient group and the healthy control group. In the patient group, spectral power was higher than in the control group over the whole frequency range (225 Hz), and the dominant peak was shifted towards lower frequencies. The subgroup of six patients free from centrally acting medication showed the same effect in the 218 Hz frequency range (Fig. 1A, dashed line). The scalp topographical distribution of EEG power at the dominant frequency was maximal in posterior electrodes (Fig. 1B and C). This was expected since subjects had their eyes closed (Berger, 1930
Individual patients
For each subject the height and the frequency of the dominant peak are plotted in Fig. 2. Patients and controls are given as two separate groups. The power values at the dominant frequency come from two distributions with significantly different medians (patients 13.7 x 10 * log10(µ2/Hz), controls 6.2 x 10 * log10(µ2/Hz), P < 0.0001, two-tailed Wilcoxon rank sum test). Median dominant frequencies were 8.6 and 9.4 Hz for the patient group and the control group, respectively (P < 0.002). Discriminant analysis classified 73% of all subjects correctly based only on peak frequency (95% CI 5488%), 80% based only on peak height (6192%) and 87% (6996%) when both the parameters were accounted for. Since cross-validation was used to estimate the classification rate and all confidence intervals exclude the 50% level (chance level), our results are significant at the 95% level.
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Medication and clinical data of the patients are listed in Table 1. Of the 15 patients, 9 took medication known to be centrally acting and which could have affected their EEG (Niedermeyer and Lopes da Silva, 1999
Topography and frequency dependence
After having established a significant difference between patient group and control group in spectra averaged over all electrodes, we were interested to know which electrodes contributed most to this difference and at what frequency. We performed Wilcoxon rank sum tests for each electrode at each frequency point and plotted the matrix of Z-values as given in Fig. 3A. Maximal Z-values appeared in the 79 Hz band in all the electrodes, leading to a rather flat topography (Fig. 3B). Owing to the alpha peak of healthy controls of
10 Hz, Z-values were negative in parietal and occipital electrodes (deep blue area in Fig. 3A). In the 1315 Hz band, Z-values were high in frontal electrodes (Fig. 3C).
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Interfrequency relationships
We next investigated the relationship between different frequencies in the EEG. In patients we found bicoherence maxima in the theta and beta bands at the fronto-central electrode FCz, indicating phase correlations of oscillatory events in these frequency bands with their first harmonic (Fig. 4). Further maxima indicate that phase coupling also occurred between theta and beta frequencies. In healthy controls, less interfrequency relationships were visible (Fig. 4D). In part, the coupling between an oscillation and its overtone can be explained by the triangular shape of the EEG waves at the dominant frequency f. The triangular waveshape is visible in the raw EEG (Fig. 4A) and can lead to a peak at the second harmonic at 2 * f in the power spectrum (Dumermuth et al., 1971
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Postoperative development
Finally, we were interested in the effect of the therapeutic CLT lesion on the EEG. A subgroup of n = 7 patients was available for EEG recording at 3 and 12 months postoperatively. Of these, one patient reported 0% pain relief and six patients reported immediate or gradually increasing pain relief (median 95%, Table 1). The average EEG spectrum of this patient subgroup gradually approached the average spectrum of the healthy control group (Fig. 5A). In all the patients we also found a gradual decrease in theta power towards the level of the healthy control group (Fig. 5B). Comparison of bicoherence patterns before and 1 year after the surgery showed a reduction of inter-frequency coupling (Fig. 6).
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While a postoperative change in theta power could in principle also arise from normal testretest variability of the EEG (Salinsky et al., 1991
| Discussion |
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Theta dominance in resting EEG
The most obvious characteristic in the EEG spectra of the patient group was the slowing of the dominant peak and enhanced theta and beta power (Fig. 1), in line with previous publications (Gücer et al., 1978
TCD
The mechanisms generating resting EEG are still a subject of debate, in particular the role of the thalamus (Nunez et al., 2001
). Encouraged by our earlier finding of strong thalamocortical coupling (Sarnthein et al., 2003
, p. 65; Sarnthein et al., 2005
, p. 114), we propose here an interpretation of the results in the framework of TCD. This thalamocortical concept of chronic neurogenic pain was proposed (Llinás et al., 1999
, 2001
; Jeanmonod et al., 2001b
) on the basis of experimental evidence (Llinás and Jahnsen, 1982
; Ribary et al., 1991
; Steriade et al., 1997
; Steriade, 2001
) and the clinical finding of LTS in pain patients (Lenz et al., 1989
; Jeanmonod et al., 1993
, 1996
). It may be characterized using the following sequential set of events (schematized in Fig. 7):
- A lesion leads to deafferentation of excitatory inputs on thalamic relay cells and initiates the neurogenic pain syndrome. The lesion may be peripheral or central and may lead to bottomup deafferentation (Fig. 7A). A cortical lesion may lead to topdown deafferentation. The deafferentation of excitatory inputs results in disfacilitation and cell membrane hyperpolarization.
- In the hyperpolarized state, deinactivation of calcium T-channels causes thalamic relay neurons to fire LTS bursts at theta frequency (Llinás and Jahnsen, 1982
). Such hyperpolarization is thought to correlate with the state of reduced activity observed by PET in the thalamus of neurogenic pain patients (Iadarola et al., 1995
; Hsieh et al., 1995
; Nakabeppu et al., 2001
; Jones et al., 2003
).
- Bursting thalamic relay neurons exert a rhythmic influence on thalamocortical loops in the theta frequency band. Thalamic and cortical areas are densely and reciprocally interconnected (Steriade et al., 1997
; Jones, 2001
). The tight functional coupling between thalamus and cortex is confirmed by the high theta coherence between the two (Sarnthein et al., 2003
). This coupling is sustained by thalamocorticothalamic and also by thalamoreticulothalamic and corticoreticulothalamic recurrent projections (Steriade, 2001
). The tendency of the thalamocortical network to maintain a given functional modality reinforces the hyperpolarized state over time (Pedroarena and Llinas, 1997
).
- Divergent thalamocortical, corticothalamic and reticulothalamic projections provide the anatomical substrate for diffusion of low frequency activity to an increasing number of neighbouring thalamocortical loops (Fig. 7B: theta cross-modular spread). This phenomenon may explain the often observed delay between the occurrence of the causal insult and the beginning of pain.
- After recruitment of a sufficiently large number of thalamocortical loops, excess theta power becomes measurable in thalamic local field potentials (Sarnthein et al., 2003
), MEG (Llinás et al., 1999
) and EEG (Fig. 1A). Why do we not observe a sharp EEG spectral peak at the LTS interburst frequency of 4 Hz? LTS exert influence on the thalamocortical system, but the same is true for cortical determinants of the EEG, such as refractory periods and axonal transmission latencies (Nunez et al., 2001
). Such determinants are not affected by the neurological disorders of our patients. This may explain why the presence of LTS in patients results in excess EEG oscillations spread over the whole theta band. Furthermore, increased low-frequency oscillations also occur during sleep (Steriade, 2001
) and cognitive tasks (Klimesch, 1999
; Kahana et al., 2001
), where they are considered as normal. It is the continuous and widespread overproduction of slow rhythms in the awake brain that characterizes TCD.
- The final step towards the production of neurogenic pain is related to the reciprocal cortico-cortical inhibition mediated by GABAergic interneurons, which is a general feature of cortical organization (Fig. 7C). Thalamo-cortical modules in theta mode exert less collateral inhibition on neighbouring modules, which are thereby overactivated in high (beta) frequencies. This event has been termed edge effect (Llinás et al., 1999
). The concept is inspired by the effect of lateral inhibition in the retina. The asymmetrical inhibition between a low frequency cortical area and neighbouring high frequency domains provides a ring of reduced inhibition onto, and thus activation of, the cortex surrounding this low frequency area. Support for such an effect was first provided by the increased interfrequency covariation between theta and beta ranges in MEG (Llinás et al., 2003; Llinás et al., 2005
). Recently, the increase of high frequency activation around a core of theta modules could be demonstrated in a slice preparation (Llinás, et al., 2003; Llinás et al., 2005
). Also in the thalamus of patients, high interfrequency covariation and bicoherence was found (Sarnthein et al., 2003
). We were able to show enhanced bicoherence also in the scalp EEG from patients compared with healthy controls (Fig. 4). The dominance of beta activity in frontal electrodes (Fig. 3) also suggests anterior cortical generators of the scalp EEG, which we currently investigate and which would be consistent with activation of the insulae in the known cerebral network relevant for pain processing (Treede et al., 1999
; Jones et al., 2003
; Apkarian et al., 2005
).
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Effect of CLT
The observed gradual change of the patients' EEG spectra towards the healthy control group spectrum has the following implications. First, it provides further support for our hypothesis that the amount of thalamic LTS burst production finds a correlate in the scalp EEG. Second, the gradual response to the sudden removal of LTS confirms that LTS activity constitutes only one of several determinants of EEG rhythmicity (Nunez et al., 2001
| Conclusions |
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Our data relate the clinical phenomenon of chronic neurogenic pain to slowed rhythmicity of scalp EEG. This relationship is further supported by the reduction of theta power in the EEG of patients after the therapeutic lesion CLT in the medial thalamus. The TCD mechanism offers an explanation of the pathophysiology in linking the function of calcium T-channels in the membrane of thalamic cells to the global properties of scalp EEG power spectra. EEG spectral analysis might in this way serve as an additional tool to diagnose chronic neurogenic pain and to monitor the postoperative development of patients.
| Acknowledgements |
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The authors thank A. Morel for critical comments on an earlier version of the manuscript, J. Dodd for help with the EEG recordings, V. Bügler for contacting the patients and H. G. Wieser for advice on data analysis. The authors gratefully acknowledge financial support from the Stiftung für wissenschaftliche Forschung an der Universität Zürich, the EMDO foundation and the Mach-Gaensslen foundation.
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). After 12 postoperative months, theta reduction was observed in all the seven patients (P < 0.02). Patient theta levels approached the average of the healthy control group (dashed line).

