Brain Advance Access originally published online on May 9, 2006
Brain 2006 129(7):1748-1757; doi:10.1093/brain/awl103
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Slow oscillatory activity and levodopa-induced dyskinesias in Parkinson's disease
Department of Neurology and Neurosurgery, Neuroscience Area, Clinica Universitaria and Centro de Investigación Médica Aplicada (CIMA), Universidad de Navarra Pamplona, Spain 1 Present addresses: Section of Neurology, Hospital de Fuenlabrada Madrid, Spain 2 Section of Neurology, Hospital Universitario de Guadalajara Guadalajara, Spain
Correspondence to: José A. Obeso, Department of Neurology and Neurosurgery, Clinica Universitaria, Avenida de Pio XII 36, Pamplona 31008, Spain E-mail: jobeso{at}unav.es
| Summary |
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The pathophysiology of levodopa-induced dyskinesias (LID) in Parkinson's disease is not well understood. We have recorded local field potentials (LFP) from macroelectrodes implanted in the subthalamic nucleus (STN) of 14 patients with Parkinson's disease following surgical treatment with deep brain stimulation. Patients were studied in the Off medication state and in the On motor state after administration of levodopacarbidopa (po) or apomorphine (sc) that elicited dyskinesias in 11 patients. The logarithm of the power spectrum of the LFP in selected frequency bands (410, 1130 and 6080 Hz) was compared between the Off and On medication states. A peak in the 1130 Hz band was recorded in the Off medication state and reduced by 45.2% (P < 0.001) in the On state. The On was also associated with an increment of 77. 6% (P < 0.001) in the 410 Hz band in all patients who showed dyskinesias and of 17.8% (P < 0.001) in the 6080 Hz band in the majority of patients. When dyskinesias were only present in one limb (n = 2), the 410 Hz peak was only recorded in the contralateral STN. These findings suggest that the 410 Hz oscillation is associated with the expression of LID in Parkinson's disease.
Key Words: dyskinesias; subthalamic nucleus; oscillatory activity; Parkinson's disease
Abbreviations: DA, dopamine; DBS, deep brain stimulation; DID, dyskinesiaimprovementdyskinesia; GPi, globus pallidus pars interna; FFT, fast Fourier transformation; LID, levodopa-induced dyskinesias; LFP, local field potentials; MPTP, 1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine; STN, subthalamic nucleus
Received October 12, 2005. Revised December 24, 2005. Accepted March 28, 2006.
| Introduction |
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Levodopa-induced dyskinesias (LID) are observed in the majority of patients with Parkinson's disease who have been treated for 510 years with levodopa (Schrag and Quinn, 2000
Recording of single unit neuronal activity in animal models and in patients during surgery has established that LID are physiologically characterized by a decreased firing frequency and abnormal firing patterns in the subthalamic nucleus (STN) and globus pallidus pars interna (GPi) (Hutchison et al., 1998
; Merello et al., 1999
; Papa et al., 1999
; Lozano et al., 2000
; Vitek and Giroux, 2000
; Levy et al., 2001
; Stefani et al., 2002
). These findings support the model of basal ganglia pathophysiology that has fostered the current resurgence of functional neurosurgery for Parkinson's disease and other movement disorders. However, a number of paradoxes and unexplained observations have emerged over the years (Marsden and Obeso, 1994
; Obeso et al., 2000
). The most outstanding of these is that pallidotomy in patients with Parkinson's disease who suffer from LID drastically abolishes the involuntary movements to the extent that higher doses of levodopa are tolerated while simultaneously improving parkinsonian features (Lang, 2000
). This is at odds with the model, which maintains that the lesion (plus increased levodopa intake) should further reduce neuronal activity in the output nuclei of the basal ganglia and, as such, it should fall more deeply into the hypoactive, dyskinetic range (Lozano et al., 2000
; Obeso et al., 2000
; Vitek and Giroux, 2000
).
In the last few years it has been recognized that in addition to the firing rate the functional state of the basal ganglia may also be characterized by changes in oscillatory neuronal activity or rhythms (Bevan et al., 2002
; Heimer et al., 2002
). Thus, recordings from macroelectrodes implanted in the STN or GPi for deep brain stimulation (DBS) have shown that in the Off parkinsonian state there is a predominant peak in the 1130 Hz (beta band). Moreover, when patients are treated with dopaminergic (DA) drugs, this beta rhythm is drastically attenuated and activity in the 6080 Hz gamma band predominates (Brown et al., 2001
; Levy et al., 2001
; Williams et al., 2002
; Silberstein et al., 2003
). In monkeys with MPTP (1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine) induced parkinsonism and patients with Parkinson's disease, beta oscillatory activity in the STN and GPi has also been documented by microrecording (Wichmann et al., 1994
; Hutchison et al., 1998
; Heimer et al., 2002
; Brown, 2003
). Thus, it has been suggested that rather than modifications of firing rate alone considering the changes in the oscillatory activity could provide a more comprehensive picture of what happens in the basal ganglia under different states of DA activation (Brown, 2003
). Indeed, this may perhaps help in understanding some of the paradoxes of the basal ganglia model (Marsden and Obeso, 1994
; Brown, 2003
). Here, we have recorded local field potentials (LFP) from the STN of patients with Parkinson's disease treated with DBS and found a significant correlation between the appearance of a peak at a slow band frequency (410 Hz) and the presence of LID.
| Patients and methods |
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Patients
Fourteen patients with a mean age of 55 years (4169) and disease duration of 10.5 years (715) were studied. Their clinical features were typical of those currently considered candidates for treatment with DBS of the STN and they were similar to patients previously studied by our group (Obeso et al., 2001
Surgical technique
The surgical procedure involved a standard stereotactic approach as described previously (Guridi et al., 1999
; Obeso et al., 2001
). Macroelectrodes (Model 3389, Medtronic Neurological Division, Minneapolis, MN, USA) were bilaterally implanted into the STN in a single operation. The STN was localized using a CTMRI fusion-based technique (Stereoplan Radionics, Burlington, MA, USA) and through intraoperative microrecording (platinumiridium electrodes) and microstimulation, as performed routinely by our group (Rodriguez-Oroz et al., 2001
). Emphasis was placed on defining the dorsolateral region of the STN, which corresponds to the motor segment of the nucleus (Rodríguez-Oroz et al., 2001). To achieve this, a mean of 3.1 recording tracks were required per nucleus and patient. Intraoperative fluoroscopy was used to monitor the position of the macroelectrode during the implantation phase. The most ventral contact of the DBS electrode was positioned to match the end of the STN as estimated by microrecording. Definitive placement of the macroelectrode was assessed by MRI 13 days after surgery. In most instances the electrode was positioned within the motor region of the STN on the basis of the findings obtained by microrecording (Rodriguez-Oroz et al., 2001
).
LFP recordings and pharmacological response
Recording sessions were conducted 24 days after surgery, having ensured that the patients' general state was satisfactory, their attention was normal and they could collaborate appropriately. The LFP from the STN were recorded from the implanted macroelectrodes through the external connection. The electrode (Medtronic 3389) has a total length of 7.5 mm and contains four platinumiridium cylindrical contacts of 1.27 mm diameter, 1.5 mm length and with a centre-to-centre separation of 2 mm. The four adjacent contacts were labelled as 0, 1, 2 and 3 starting at the most caudal site. The contacts were arranged in a bipolar montage for recording: 01, 12, 23. EEG activity was also recorded via AgAgCl electrodes placed at FC3-FC4-C3-C4-Cz in reference to linked earlobes (A1A2). Electromyography (EMG) signals were recorded with bipolar disposable surface electrodes (Neuroline) placed on the limb muscles where tremor or dyskinesias had been clinically detected. The motor state was carefully and continuously monitored during the study in order to detect possible changes in any body segment. Particular attention was paid to the presence of dyskinesias, even when of minor amplitude. STN activity was amplified 100 000-fold and filtered at 0.3100 Hz (Digitimer D-150, Cambridge, UK) before being digitized at 200 Hz by an analogical/digital converter connected to a PC (CEDCambridge Electronic Design 1401 plus, Cambridge, UK). The EEG activity was amplified 20 000-fold, filtered at 0.3100 Hz (Biologic, USA) and digitized at 200 Hz using the same A/D converter. The acquisition and offline analysis of all signals was performed using the Spike 2 software (Cambridge Electronic Design).
All sessions took place in the morning with patients in the Off motor state after overnight withdrawal of antiparkinsonian medication. The On motor state was subsequently achieved by oral administration of levodopa (50% over and above the usual morning dose). In two patients who had a delayed onset response to levodopa, a bolus of apomorphine (4, 5 and 5 mg, s.c.) was given to induce the On response. The efficient dose of apomorphine for either patient had been estimated before surgery and was shown to reliably induce a motor response similar to that achieved by levodopa.
Subjects were seated in an armchair and recordings were continuously registered at rest while in the Off motor state (five patients exhibited tremor at rest), intermediate state (i.e. diphasic dyskinesias and beginning of the motor improvement) and in the best motor response (On motor state). The mean length of the recordings was 88.5 min (60120). Segments with artefacts were discarded for offline analysis. Thus, a mean of 4.6 (range = 311) artefact-free segments of STN activity, lasting between 240 and 1216 s, were analysed for each patient. At least one segment corresponding to each of the Off, intermediate and On states was obtained from every patient. During the study, four patients had diphasic dyskinesias that were moderate to severe (mean score = 3.5) and 11 patients showed choreic dyskinesias in the On motor state. These were present over most of the On period and were fairly severe (mean dyskinesia score = 3.8).
Data analysis
The bipolar channels used for the analysis were always those with either the highest power value or the greatest power change. First, a fast Fourier transformation (FFT) was performed on non-overlapping sections of the same length (256 points, 1.28 Hz/bin resolution) from each segment of STN activity using the Spike 2 software package. The results were averaged across sections and the resulting average (0100 Hz) was presented as a power histogram (squared volt/frequency). The number of averaged sections per segment was 7613765 (mean = 1672) and distinctive frequency peaks from each segment-average were identified. These peaks were defined as more than two contiguous bins (2.5 Hz wide) with an absolute power two times greater than the two adjacent bins immediately preceding and following (two either side) the selected frequency (Silberstein et al., 2003
). As a second approach, the absolute power of the LFP within selected frequency bands (410, 1130 and 6080 Hz) was compared between the Off and On motor state in all subjects. These bands were chosen according to our initial experiences in recording LFP in Parkinson's disease patients (Obeso et al., 2004
), as well as from published data, indicating that these activities best differentiate between different motor states and may be functionally significant (Brown et al., 2001
; Williams et al., 2002
; Silberstein et al., 2003
; Priori et al., 2004
). For the purpose of this study we assessed the entire range of the beta band as a whole, although its subdivision into two components (Priori et al., 2004
) might be useful in some instances. In individual subjects, the absolute power was applied to correlate specific changes (i.e. the 410 Hz band) in STN activity and dyskinesias during a given period (i.e. DID) or when restricted to a given body part.
The mean logarithmic power was calculated for the whole patient population and compared for each band during the Off and On motor states. The values of the percentage reduction or increase were calculated by comparing the mean power during 3 min periods in the On and Off states. The artefact-free periods were selected from the last recorded segment before L-dopa intake (Off state) and the segment coinciding with the best clinical effect (On).
All artefact-free segments of STN activity representing an OffOn cycle from each patient (mean = 4.7 segments per patient) were merged into a single file, resulting in traces of 9754820 s in duration (mean = 2141). A custom program allowed us to select the frequency band to analyse (410, 1130, 6080 Hz) and to calculate the power of the selected frequency band (by means of an FFT along the OffOn cycle in 20 s epochs. Statistical analysis was performed using the SPSS software package for Windows (version 9; Chicago, IL, USA). A matched-pairs t-test was applied to compare the difference in logarithmic power between the Off and On motor states in the presence or absence of dyskinesias.
| Results |
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Modification of oscillatory activity according to the DA state
Fourteen recording sessions were obtained from 28 STN. In the Off motor state, a peak was found in the 1130 Hz band in all patients (Fig. 1A) while in the patients who had severe tremor at rest the predominant peak coincided with the tremor frequency (46 Hz). The On motor state was characterized by two distinctive peaks that were registered in the 6080 Hz and 410 Hz bands (Fig. 1A). In most instances, the transition from the Off to the On motor state occurred gradually over several minutes (Fig. 1B). This transition was characterized by a reduction of 45.2% (P < 0.001) in the logarithmic power of the 1130 Hz band and an increment of 17.8% (P < 0.001) and 77.6% (P < 0.001) in the 6080 and 410 Hz bands, respectively (Fig. 1C). In three patients, no clear peak in the 6080 Hz band was recorded during the On state. Furthermore, in another three patients, who did not develop dyskinesias, there was no increment in the 410 Hz band (see below).
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Oscillatory activity and LID
A significant increment (77.6%) in the 410 Hz band was observed in all patients who developed dyskinesias in response to medication. The increment in the logarithmic power of the 410 Hz band observed was similar when the periods of diphasic versus On dyskinesias were compared. Patients who did not exhibit dyskinesias in response to levodopa or apomorphine did not show any such increment, and this difference between groups was statistically significant (P < 0.05) (Fig. 2A). Moreover, in one patient with DID and an excellent On response without dyskinesias, the increment in the 410 Hz band was only recorded before the On motor state and the associated increment in the 6080 Hz band (Fig. 2B). In three patients who displayed both DID and On dyskinesias, the slow band activity increased with the onset of DID and this increase lasted for the whole period of On dyskinesias.
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Specificity of the findings
Topographically, the changes in LFP were specifically distributed within the STN (Fig. 3). In the majority of studies the maximal reduction in the 1130 Hz band and the increment in the 6080 Hz band predominantly took place at the level of the second more dorsal contact (Fig. 3), which is usually the one within the motor region of the STN. However, the increment in activity of the 410 Hz band was not so clearly confined to the dorsal region, and 45% of recordings showed that the major change in the 410 Hz band occurred in the most ventral recording sites.
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In most patients (n = 9) LID were bilateral. In two patients with asymmetrical LID the association between the presence of dyskinesias in specific limbs and the appearance of a peak in the 410 Hz band could be studied. An absolute increment in the 410 Hz band in the right STN (+85%) coupled with a slight reduction (8%) in the left STN was observed in one patient who developed dyskinesias only in the left lower limb during the On state. In this subject, the typical increment in the 6080 Hz band occurred bilaterally, in accordance with the general motor improvement in the On motor state (Fig. 4). A bout of choreic dyskinesias exclusively in the right hemi-body that lasted for some 10 min was experienced by another subject before the dyskinesias became generalized and affected the left limbs as well. Accordingly, the increment in the 410 Hz band occurred first in the left STN and only appeared in the right STN when the dyskinesias appeared in the left hemi-body (Fig. 5). No attempt was made to establish whether or not the changes in the 410 Hz band appeared before or after the dyskinesias were observed.
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Slow (410 Hz) oscillatory activity and the effect of involuntary movements
The relationship between the 410 Hz band and dyskinesias could be secondary to the somatosensory afferent activity associated with the movement and, therefore, it could be understood simply as the consequence of the dyskinesias. We have examined this issue in three subjects whose 410 and >60 Hz spectra could be analysed and separated into brief periods with or without dyskinesias (Fig. 6A). The mean duration of each interval analysed was 194 s for segments with dyskinesia and 208 s for segments without these movements. The periods that were free of dyskinesias were separated and analysed independently from the ones with dyskinesias. The power spectrum was analysed every 2 s and the EEG (Cz electrode), EMG and each pair contact of STN electrodes were averaged. The differences between Off and On periods with and without dyskinesias were calculated using factorial ANOVA (analysis of variance) without interactions with the post hoc test for multiple comparisons. There was a significant increment in the 410 Hz band (P < 0.001) and the 6080 Hz band (P < 0.001) in the On motor state when compared with the Off motor state (Fig. 6B and C). However, no significant difference (P = 0.5) in the power of the 410 Hz (P = 0.5) (Fig. 6B) and the 6080 Hz band (P = 0.4) (Fig. 6C) was detected when the recording fragments with and without dyskinesias were analysed separately (Fig. 6). The possibility that the changes induced in the frequency spectrum were artefacts of movement (i.e. due to dyskinesia) appeared less likely by examining the scalp EEG. There was no significant change in the 410 Hz (P = 0.3) bands during the recording intervals in the On state whether or not dyskinesias were observed (Fig. 6E). Identical results to the findings shown in Fig. 6 for one of the patients were corroborated in another two patients. These results indicate that the modifications in the 410 Hz range are not due to the movements per se but are primarily associated with the physiological mechanisms causing dyskinesias.
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| Discussion |
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We have found that dyskinesias (both diphasic and On dyskinesias) induced by DA drugs in patients with Parkinson's disease are associated with an increment in the 410 Hz band. Our patient population exhibited severe LID both pre- and postoperatively. Thus, we were able to study LID in a relatively large number of patients after surgery when, in general, dyskinesias are attenuated in the postoperative period (Silberstein et al., 2005
Methodological aspects
While the presence of slow oscillatory activity raises concerns about recording movement-induced artefacts, we believe that our data argue against such a possibility. First, electromyographic and kinematic studies have shown that the frequency of LID is typically lower than the 410 Hz peak recorded from the STN and scalp in our patients (Luquin et al., 1992
; Marconi et al., 1994
; Manson et al., 2000
). Secondly, movement-free segments of recordings showed exactly the same 410 Hz peak. Thirdly, we found that the topographical distribution of the changes in the spectrum recorded in the STN maintained a fairly clear relationship with the affected part of the body. Thus, the 1130 Hz activity during the Off state and the 6080 Hz band during the On state predominated bilaterally in the most dorsal region of the nucleus. In contrast, the slow 410 Hz band was found only in the contralateral STN when the dyskinesias were asymmetrically distributed. All these observations make it unlikely that the slow activity recorded during LID was due to a movement-induced artefact or a bias in the analysis.
Another potential concern when interpreting the data is the actual location of the recording electrodes. Admittedly, current imaging techniques (i.e. magnetic resonance) do not allow the exact location of the DBS electrode to be precisely defined. However, we placed the DBS electrode at coordinates that coincide with motor-related activity as assessed by microrecording. Moreover, a recent study has shown a close correlation between neuronal discharges and LFPs recorded from the STN (Kuhn et al., 2005
). In addition, experience with the recording of LFPs in the STN has shown that the contact sites outside the nucleus show a different baseline activity and do not exhibit the characteristic modulation of beta activity when performing a task (Kuhn et al., 2004
; Alegre et al., 2005
; Williams et al., 2005
). We did not perform a coherence analysis between STN oscillatory activity and EMG signals during LID mainly because of the inherent difficulty associated with the variable and irregular pattern of muscle activation that characterizes choreic movements. Future studies should include such an analysis to ascertain whether similar activity can be recorded during voluntary movement that resembles limb dyskinesias, and to examine possible task-related modifications of 410 Hz activity.
Finally, it may be worth mentioning that in this study we only included patients who showed a recognizable and well-defined pattern in their motor response to levodopa (or apomorphine). As such, the Off state, as well as the beginning of the effect with diphasic dyskinesias, the On state and the On with peak dose dyskinesias were clearly defined and evaluated. This approach has been routinely employed by our group to assess levodopa-related motor complications in Parkinson's disease (Vaamonde et al., 1991
; Luquin et al., 1992
).
Origin and significance of the changes in oscillatory activity
While a possible association between LID and a 410 Hz peak in the basal ganglia has been noted in earlier studies, the details of such an association have not yet been described. Slow oscillatory activity (36 Hz) in the basal ganglia (STN, GPi and globus pallidum pars externa) is closely associated with limb tremor in both MPTP monkeys and Parkinson's disease patients in the Off state (Rodriguez et al., 1998
; Raz et al., 2000
; Levy et al., 2000
, 2002
; Priori et al., 2004
). The increment in the 410 Hz band when passing from the Off to the On motor state may represent a specific association with the presence of involuntary movements (Silberstein et al., 2003
). Two recent reports are in keeping with our results. Foffani et al. (2005)
recorded LFPs simultaneously from the STN and GPi in one patient with Parkinson's disease and found increased coherence between both nuclei at low frequencies (<10 Hz) contralateral to the side of the body where LID were observed. Silberstein et al. (2005)
recorded the LFPs from the GPi in two patients with mild LID (clinical details were not given) and found a significant inverse correlation between activity in the 1330 Hz band and the presence of dyskinesias. We observed that by and large the 410 Hz activity in the STN was associated with dyskinesias. In two patients with asymmetrical LID, the 410 Hz activity was recorded only on the contralateral STN. Thus, it appears that the 410 Hz peak may represent a specific neuronal pattern associated with the dyskinesias elicited by DA drugs. This hypothesis is further supported by similar findings reported in the rat 6-OHDA model where the number of bursting cells increased and a significant correlation between single cell discharges and oscillatory activity in the theta band was found only in dyskinetic animals (Meissneret al., 2006
). Indeed, Silberstein et al. (2003)
have suggested that the 410 Hz peak associated with LID in Parkinson's disease and in patients with torsion dystonia may be due to increased bursting discharges, a physiological feature that has also been encountered in animal models and patients exhibiting LID (Lozano et al., 2000
; Boraud et al., 2001
; Levy et al., 2001
), hemichoreaballism (Suarez et al. 1997
) and dystonia (Gernert et al., 1998; Lenz et al., 1998
). Whether or not bursting discharges and slow oscillations may be equated and represent a common functional alteration of the basal ganglia for most dyskinetic disorders (Silberstein et al., 2003
) cannot be resolved with the currently available information.
Relevance of the slow 410 Hz oscillation in the pathophysiology of LID in Parkinson's disease
In the On dyskinetic state, neuronal activity in the STN and GPi is characterized by a reduction in the mean firing frequency, increased bursting and increased variability in the pauses between discharges (Boraud et al., 2001
). Together, this gives rise to a different pattern of neuronal activity in the output of the basal ganglia (Hutchinson et al., 1998; Merello et al., 1999
; Papa et al., 1999
; Lozano et al., 2000
; Vitek and Giroux, 2000
; Levy et al., 2001
).
The 410 Hz oscillatory activity could represent a specific signal that conveys a code to the thalamocortical motor projection to release involuntarily fragments of movement (i.e. dyskinesias). This possibility is supported by the observation that 5-Hz stimulation of the STN induces choreiform movements of the contralateral upper limb (Liu et al., 2002
). Alternatively, it could represent a functional state, setting a level of excitability that allows the occurrence of involuntary movement. The presence of a similar 410 Hz rhythm in the GPi of patients with torsion dystonia (Silberstein et al., 2003
) would favour a non-specific dysregulation of movement control. This interpretation would more easily fit with the idea that the same type of surgery (i.e. pallidotomy or DBS of the GPi) improves both LID and dystonia by eliminating or interfering with the slow oscillatory activity discussed here. A comprehensive view would be that the 410 Hz and the gamma rhythms, albeit recorded simultaneously, are in fact the result of synchronization of distinct neuronal populations within the STN. In keeping with this, studies measuring glucose consumption in MPTP monkeys found a significant increment in the ventral region of the STN in animals that developed LID (Mitchell et al., 1992
; Guigoni et al., 2005
). It is likely that corticobasal ganglia activity related to LID differs from the one sustaining normal movement control. Accordingly, the predominant physiological rhythms recorded in the basal ganglia may also be different.
| Acknowledgements |
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We would like to thank Dr M. Sefton and Mrs M. P. Obanos for their assistance in revising and editing the text for publication. This study was founded within the UTE (Union Temporal de Empresas) project of the Fundación para la Investigación Medica Aplicada (FIMA) of the University of Navarra.
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