Brain Advance Access originally published online on June 24, 2007
Brain 2007 130(9):2367-2374; doi:10.1093/brain/awm150
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Blunted response to feedback information in depressive illness
1Department of Mental Health, University of Aberdeen, Royal Cornhill Hospital, Aberdeen AB25 2ZH and 2Department of Psychiatry, University of Oxford, Warneford Hospital, Oxford OX3 7JX, UK
Correspondence to: Dr J.D. Steele, Clinical Senior Lecturer and Consultant Psychiatrist, University of Aberdeen, Block A, Royal Cornhill Hospital, Aberdeen AB25 2ZH, UK E-mail: d.steele{at}abdn.ac.uk
| Summary |
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Depressive illness is associated with sustained widespread cognitive deficits, in addition to repeated experience of distressing emotions. An accepted theory, which broadly accounts for features of the syndrome, and its delayed response to antidepressant medication, is lacking. One possibility, which has received considerable attention, is that depressive illness is associated with a specific underlying deficit: a blunted or impaired ability to respond to feedback information. Unlike healthy controls, if patients with a depressive illness commit an error, they can be at increased risk of committing a subsequent error, possibly due to a failure to adjust performance in order to reduce the risk of error. In some speeded tasks, performance adjustment in humans is reliably associated with trial-to-trial change in reaction times (RTs), such as post-error slowing. Previous studies of abnormal response to feedback have not investigated RT change in any detail. We used a combination of quantitative modelling of RTs and fMRI in 15 patients and 14 matched controls to test the hypothesis that depressive illness was associated with a blunted behavioural and neural response to feedback information during a gambling task. The results supported the hypothesis. Controls responded to negative (lose) feedback by an increase in RT and activation of the anterior cingulate, the extent of which correlated with RT change. Patients did not significantly increase their RTs, nor activate the anterior cingulate. Controls responded to positive (win) feedback by a reduction in RT and activation of the ventral striatum, the extent of which correlated with RT change. Patients neither reduced their RT nor activated the ventral striatum. RT adjustment correlated with self-reported anhedonia for both patients and controls. This behavioural deficit, together with its associated pattern of abnormal neural activity, implies that the anterior midline cortical substrate for error correction, which includes projections from the monoamine systems, is dysfunctional in depressive illness. Many studies have reported abnormalities of the medial frontal cortex in depressive illness; however, the mechanism by which antidepressant medication acts via the monoamine systems remains elusive. Our results suggest a direct link between the core subjective symptom of anhedonia, replicated neuropsychological deficits, electrophysiological and imaging abnormalities, and hypothesized dysfunction of the error correction system.
Key Words: functional imaging; major depressive disorder; phasic monoamine activity; ventral striatum; medial frontal cortex
Abbreviations: ACC, anterior cingulate cortex; BA, Brodmann's area; BDI, Beck depression rating scale; bl, behavioural lose measure; bw, behavioural win measure; fMRI, functional MRI; Hamilton, Hamilton depression rating scale; NART, National Adult Reading Scale; RT, reaction time; SH, Snaith–Hamilton hedonia scale; SP, Spielberger state anxiety scale
Received February 2, 2007. Revised April 30, 2007. Accepted May 31, 2007.
| Introduction |
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Depressive illness is associated with sustained widespread cognitive impairments (Elliott et al., 1998
Abnormal responses to feedback information are consistent with influential theories of depressive illness. From a behavioural perspective, Lewinsohn hypothesized that reinforcement reducing contingencies occur in depressive illness, such that fewer events are potentially reinforcing, fewer are experienced as reinforcing, and social reinforcement is reduced due to impaired social interactions (Lewinsohn et al., 1979
; Elliott et al., 1998
). Beck's cognitive theory posits that depressive illness is associated with enduring negative attitudes and assumptions, such dysfunctional schemata biasing the processing of feedback information and impairing performance (Beck, 1979
; Elliott et al., 1998
).
In some speeded tasks, human performance adjustment is reliably associated with trial-to-trial change in reaction times (RTs), such as post-error slowing (Rabbitt and Rogers, 1977
; Laming, 1979
; Ridderinkhof et al., 2004
; Holroyd et al., 2005
), which is an increase in RT immediately following feedback that an error has been committed. Previous studies of abnormal response to feedback have not investigated RT change in detail, and focused instead on response selection. Transient post-error slowing in healthy humans is associated with a reduced probability of committing a subsequent error (Laming, 1979
; Holroyd et al., 2005
). If slowing were absent in depressive illness, it would suggest an increased risk of committing an error, consistent with most (Beats et al., 1996
; Elliott et al., 1996
, 1997
, 1998
; Steffens et al., 2001
) but not all (Purcell et al., 1997
; Shah et al., 1999
) reports. A blunted slowing response, after feedback of failure on tasks, has been reported in one study (Elliott et al., 1997
). Therefore, we tested the hypothesis that patients would exhibit a blunted RT and neural response to feedback of winning and losing, using quantitative modelling of RTs, a gambling task and fMRI. Control of behavioural response to feedback information involves transient RT and monoamine change (Ridderinkhof et al., 2004
). If patients do exhibit a blunted response, this would imply abnormal monoamine activity, and provide a potential link between influential monoamine (Goodwin, 1998
) and cognitive-behavioural theories of depressive illness.
A distinction should be made between responses to rewarding and aversive feedback. A blunted response to rewarding feedback is consistent with anhedonia (Elliott et al., 1998
), the core clinical feature of depressive illness. However, aversive feedback in depressive illness is associated with both blunted (Parker, 1996
; Power, 2003
) and enhanced (Beck, 1979
) avoidance responses. Neurophysiological measures have similarly been reported as blunted (Ruchsow et al., 2004
, 2005
) and enhanced (Chiu and Deldin, 2007
). In severe depressive illness, psychomotor retardation and depressive stupor reflect blunted forms of response (Parker, 1996
). In contrast, mild to moderate depressive illness and more aversive stimuli, may be associated with active attempts at avoidance (e.g. complaints of symptoms, active avoidance of social interaction, suicidal preoccupation and attempts) (Beck, 1979
). This could reflect two types of general behavioural response to perceived aversive stimuli: escape if possible, or give up trying if escape is not possible (i.e. learned helplessness, Matthews and Reid, 1998
). As reported decades ago, many patients vary from day to day in their expression of predominately one or another pattern (Kendell, 1968
). This hypothesis, of an interaction between illness severity and aversive stimulus intensity, might help explain other unexpected findings (e.g. Must et al., 2006
). Consequently, whilst we predicted that behavioural and neural responses to winning feedback would be blunted in depressive illness, an abnormally blunted or enhanced response to lose feedback information was considered equally likely.
Our earlier report (Steele et al., 2004
) tested a hypothesis of abnormal neural response to the initial tracking of undifferentiated (ignoring valence) feedback information, without considering behavioural response. This work represents the second part of the planned analysis, examining separately the behavioural and neural responses to positive (win) and negative (lose) feedback information, which may occur at a later stage of information processing, and control of response.
| Materials and Methods |
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Subjects
Permission for the study was obtained from the local ethics committee and written informed consent obtained from all subjects. Data was obtained from 15 patients with a moderate-to-severe unipolar depressive illness and 14 controls, matched on the basis of age, percentage of females and NART (Nelson and Wilson, 1991
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Exclusion criteria were any other psychiatric diagnosis (which includes personality disorder), a history of substance misuse, structural brain abnormality, use of non-antidepressant medication which might alter brain metabolism, or neurological disorder. Patients were also excluded if they had an agitated depressive illness and patients and controls excluded if they had claustrophobia, as such subjects were thought to be very unlikely to tolerate scanning. Preference was given to recruiting patients with a relatively resistant illness, indicated by many months or years of illness despite treatment, as they were likely to be still unwell at the time of scanning.
Gambling task
As described in more detail elsewhere (Critchley et al., 2000
; Steele et al., 2004
), during fMRI, pairs of playing cards were presented to subjects who had to guess within 2.5 s which was the correct card, indicating this with a button press. Visual feedback indicating win or lose (a tick or cross) was then provided for 1 s and the next trial begun. Subjects were led to believe their responses determined the feedback and agreed to try to win as often as possible. Unknown to subjects, the feedback sequence was fixed and unrelated to the presented cards. This ensured all subjects received identical feedback irrespective of ability. The paradigm therefore consisted of a two-choice pseudo-instrumental task and card choices made by subjects were not meaningful. With regard to cognitive control concepts (Ridderinkhof et al., 2004
), since there was no contingency to learn, only feedback and not response events occurred. For each subject, two behavioural values were derived (bw and bl), which reflected change in RT in response to win (correct) and lose (error) feedback, respectively.
Subjects were told that if they failed to respond, the computer will make a random choice for you. They were encouraged to always try to respond. This obscured the fact that the sequence of feedback was predetermined, but meant that subjects received win feedback on about 50% of omitted responses. Consequently, for analysis, trials with a non-response were planned to be omitted. Blocks of 12 trials were delivered 24 times, resulting in 288 trials over 22 min.
Behavioural model
The change in observed RT as a consequence of feedback information was modelled as:
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Behavioural analysis
Behavioural measures were tested for significant deviations from normality using the one-sample Kolmogorov–Smirnov test and scatter plots inspected for outliers. Null hypotheses were tested using t-tests. Mean values, standard deviations, 95% confidence intervals, significance values and effect sizes were reported.
Image acquisition
Gradient echoplanar T2*-weighted BOLD contrast images were obtained using a GE Medical Systems Signa 1.5 T MRI scanner. A total of 30 axially orientated 5 mm thick contiguous interleaved slices were obtained for each volume, 500 volumes being obtained with a TR of 2.5 s, TE 40 ms, flip 90°, FOV 24 and matrix 64 x 64. The first four volumes were discarded to allow for transient effects. Image acquisition was asynchronous with respect to stimulus and feedback presentation events.
Image analysis
Using SPM2 (Friston, 2004
), images were slice time corrected, realigned, spatially normalised and smoothed with a 8 mm Gaussian kernel. For analysis, images were scaled and high pass filtered (Frackowiak et al., 2003
). Both fMRI analyses used random effects event-related designs. One and two group t-tests were used at the 2nd level to test null hypotheses with small volume corrections for multiple testing defined by a priori identified regions of interest, as below.
Feedback analysis method—1st level
Event times were the feedback times for win and lose information obtained from each subject's logfile. Two conditions were defined at the 1st level; the win feedback times and the lose feedback times. At the 1st level, the design matrix therefore consisted of win feedback onset times modelled as
-functions convolved with a haemodynamic response function, and lose feedback onset times similarly modelled as
-functions convolved with a haemodynamic response function. In addition, a constant term was included to model the baseline of unchanged BOLD activity, as a covariate of no interest (Frackowiak et al., 2003
). For win feedback analysis, the contrast [win – lose] images for each subject were taken to a 2nd level analysis. Similarly, for lose feedback analysis, the contrast [lose – win] images for each subject were taken to a 2nd level analysis.
RT analysis method—1st level
The events consisted of the onset times for the card presentations modulated by the observed RT on each trial obtained from each subject's logfile. The 1st level design matrix therefore consisted of the card presentation times modelled as
-functions multiplied by the RT for the trial, the result convolved with a haemodynamic response function, as the covariate of interest. The covariates of no interest consisted of card presentation times modelled as
-functions convolved with a haemodynamic response function, and a constant term modelling the baseline of unchanged BOLD activity. SPM2 beta images (Frackowiak et al., 2003
), defined as the regression of observed BOLD on RT for each voxel, were taken to 2nd level analyses.
2nd level analyses
This was the same for both feedback and RT analyses. Two types of test were done. One group t-tests were used to test the null hypothesis of no activation for the 1st level contrast of interest; e.g. no ventral striatal activation in response to win feedback for controls, no ventral striatal correlate with transient RT reduction in patients. Two group independent t-tests were used to test the null hypothesis of no difference between patient and control groups. The advantage of using one group t-tests in addition to two group t-tests was that it clarified the origin of any difference identified from a two group test; e.g. if locally increased brain activity in controls relative to patients was found using a two group t-test, one group t-tests indicated whether this was due to an increase in controls, a decrease in patients, or some combination of both.
Presentation of images and small volume corrections for multiple testing: All images were initially thresholded at P < 0.005 uncorrected. All tests were two-tailed.
Ventral striatum region of interest: If loci were present in the a priori defined ventral striatal region, a small volume correction for multiple testing was applied to test null hypotheses using the false discovery rate method (FDR) (Genovese et al., 2002
) as implemented for SPM2 (Friston, 2004
). The location of the ventral striatum was determined from a high-resolution T1-weighted MRI image in MNI space (Colin, Montreal Neurological Institute). Using this method, the ventral striatum was assumed to be centred at (+/–18, 14, –9). The small volume correction used a 10-mm radius sphere. Five hypotheses were tested: that this region became more active in response to win feedback (controls and patient groups tested separately), that the extent of activation correlated with transient RT reduction (controls and patient groups tested separately), and that patients had less activation in this region compared with controls in response to win feedback. Overall, this tested whether the extent of increased activation associated with transient RT reduction occurred at the same location as those regions activated in response to win feedback.
Medial frontal cortex region of interest: Images were initially thresholded at P < 0.005 uncorrected and a correction for multiple testing using the FDR method was made using a mask of the region of interest (Brodmann's area, BA 6, 8, 24, 32), (Ridderinkhof et al., 2004
) created using the PickAtlas SPM tool (Maldjian et al., 2003
). Only midline regions significant after correction for multiple testing were of interest. Five hypotheses were tested: that the loci within this region became more active in response to lose feedback (controls and patient groups tested separately), that the extent of activation correlated with transient RT increase (controls and patient groups tested separately), that patients had less activation in this region compared with controls in response to lose feedback. Localized regions of activation after lose feedback, significant after correction for multiple testing, were used to centre 10 mm regions of interest for subsequent analyses. Overall, this tested whether the extent of increased activation with transient RT increase occurred at the same location as that activated in response to lose feedback.
| Results |
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Behavioural data
For controls the average bw was –31.28 (47.98); 95% confidence interval (CI) of –59.98 to –3.57. The standard deviation is given in parenthesis. The average bl was 29.22 (47.85); 95% CI of 1.59 to 56.85. Consequently, control subjects slowed after information they had committed an error (Laming, 1979
Self-reported anhedonia as measured by the Snaith–Hamilton score (Snaith et al., 1995
) correlated negatively with bl (patients, P = 0.032; controls, P = 0.013) and positively with bw (patients, P = 0.057; controls P = 0.008). Since bw and bl correlated with the extent of anhedonia for both the medicated patient group and unmedicated control group, this suggests RT adjustment in response to feedback was independent of medication status. No other clinical variables correlated significantly. These findings are illustrated in Fig. 1. Therefore, we confirmed our hypothesis and replicated and extended previous observations.
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It should be noted that patients and controls did not differ with respect to the average RT over all the trials, and the percentage of non-response trials (P > 0.5). Many subjects had no non-response trials, and for all other subjects, the non-response trials comprised no more than a few percent of total trials. Furthermore, discussion with subjects indicated that none had suspected that the feedback sequence was predetermined, and all were trying their best to maximise their wins. Consequently, there was no clear evidence that patients were trying less hard than controls.
Image data and win feedback
The random effects fMRI analysis of the effects of win feedback indicated that control subjects responded by significant activation (P = 0.02, corrected) of the bilateral ventral striatum (Fig. 2A). As above, behavioural analysis indicated that the next response made by controls tended to be faster. The relation between RTs and neural activity was investigated in the separate RT random effects analysis. This found that the extent of ventral striatal activation in controls correlated significantly (P = 0.036, corrected) with speed of response (Fig. 2B). In contrast, patients did not respond to win feedback by activation of the ventral striatum (Fig. 2C), behavioural analysis found no tendency for patients to respond faster on the next trial, and RT image analysis found no correlation between speed of response and ventral striatal activation (Fig. 2D). The decrease in ventral striatal activity in patients compared with controls was significant (P = 0.04 corrected; Fig. 2E).
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Image data and lose feedback
Analysis of the effects of lose feedback indicated that controls responded by significant (P < 0.05, corrected) activation of the medial frontal cortex (Fig. 3A). This is in a region very similar to that reported in an fMRI study of healthy subjects designed to detect error signals associated with lose feedback (Holroyd et al., 2004
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| Discussion |
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The medial frontal cortical substrate for behavioural and cognitive control (response to negative feedback and error correction, including post-error slowing) in healthy subjects is of considerable current interest (Ridderinkhof et al., 2004
There is considerable evidence that the ventral striatum encodes a monoamine phasic (burst and pause activity, distinct from constant baseline firing) prediction signal for rewarding events (Schultz et al., 1997
; Schultz and Dickinson, 2000
; Montague et al., 2004
), and both the ERN and post-error-slowing may reflect such signals (Holroyd and Coles, 2002
; Holroyd et al., 2005
). This signal has also been reported in the ventral striatum of healthy human subjects learning to predict rewarding and aversive events (O'Doherty et al., 2003
, 2004
; Seymour et al., 2004
, 2005
). Reduced activity in the ventral striatum, associated with an abnormal response to feedback in depressive illness, has been reported (Elliott et al., 1998
). Blunted RT responses may therefore be consistent with reduced ERNs and reduced ventral striatal activity. Consequently, our results confirmed our initial hypotheses, replicated a previous report of blunted ventral striatal activity (Elliott et al., 1998
), and extended previous observations. The pattern of blunted neural and behavioural response to feedback implies that the anterior cingulate substrate for error correction (Ridderinkhof et al., 2004
; Holroyd et al., 2005
), which includes projections from the monoamine systems (Holroyd and Coles, 2002
; Ridderinkhof et al., 2004
), is dysfunctional in depressive illness.
As mentioned above, in early studies, the tendency for depressed patients to commit an error, following feedback they had committed an error, was interpreted as a catastrophic response to failure (Beats et al., 1996
). However, later studies reported that these data were also consistent with a quite different interpretation; a reduced or blunted response to feedback in depressive illness (Beats et al., 1996
; Elliott et al., 1996
, 1997
, 1998
; Steffens et al., 2001
). From this perspective, depressive illness is associated with a specific failure to reduce the risk of future error, given feedback that an error has just been committed. The results of this study are consistent with the latter interpretation (lack of RT increase in response to lose feedback), though actual card choices were not meaningful, as the feedback sequence was predetermined.
A limitation of the study was that patients were medicated, controls were not. This was because it was impractical to investigate this severity of depressive illness in an unmedicated state due to ethical considerations. The blunted RT responding to feedback information is unlikely to reflect a medication effect, as the extent of blunting correlated significantly and very similarly, with self-report anhedonia, in both unmedicated control and patient groups. However, medication may still affect these observations, so we are currently investigating the effects of medication on healthy controls with a similar paradigm. A further limitation of the study is that patients with major comorbidity were excluded from the study. Comorbidity is very common in mood disorder, so the results may not reflect all patients. However, such exclusion criteria are commonly applied and usually considered necessary for interpretation of findings.
Behaviour occurs in the context of a stream of feedback information, with feedback becoming internalised through learning (Ridderinkhof et al., 2004
; Holroyd et al., 2005
). The monoamine systems such as dopamine and serotonin are crucial for learning about reward and punishment (Schultz et al., 1997
; Schultz and Dickinson, 2000
; Daw et al., 2002
; Montague et al., 2004
) and are linked to emotional response (Daw et al., 2002
). It has long been known that diverse antidepressants act directly on the monoamine systems; however, the mechanisms by which such actions result in a delayed alleviation of the clinical features of depressive illness remain obscure. Furthermore, the medial frontal cortex, and in particular the anterior cingulate, is repeatedly reported to be functionally abnormal in neuroimaging studies of depressive illness. Again though, the mechanisms by which such replicated abnormalities are linked to the clinical features of illness remain obscure.
This study suggests a direct link between the core subjective symptom of anhedonia, replicated neuropsychological deficits (Elliott et al., 1996
, 1997
, 1998
; Steffens et al., 2001
), electrophysiological (Ruchsow et al., 2004
, 2005
) and imaging (Elliott et al., 1998
) abnormalities of the anterior cingulate and ventral striatum, in the context of hypothesized dysfunction of the error correction system. Since ERNs may reflect phasic decrease of dopamine (Holroyd and Coles, 2002
; Holroyd et al., 2005
), reduced ERNs and anterior cingulate error-related activity in depressive illness may reflect reduced phasic dopamine decrease. Since there is evidence for reciprocal dopaminergic and serotonergic activity (Daw et al., 2002
), an alternative interpretation is reduced phasic serotonergic increase. There is evidence that in the basal ganglia, serotonin release promotes dopamine release (Daw et al., 2002
), so reduced dopamine activity could account for the observed blunted ventral striatal response to win feedback. This interpretation, of abnormal phasic monoamine activity in depressive illness, appears consistent with the monoamine theory of mood disorder (Goodwin, 1998
), and warrants further investigation.
In summary, this study places abnormal behavioural and neural responses to positive and negative feedback information in depressive illness, in the context of current neurobiological work on behavioural and cognitive control. The findings are consistent with a hypothesis of blunted RT and phasic neural responses to oppositely valenced stimuli in depressive illness. Nevertheless, the aversive feedback used in this study was mild, and the illnesses were in the moderate to severe range. As discussed previously, more aversive feedback in milder illness may provoke an opposite response. This requires further study.
| Acknowledgements |
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We thank all the volunteers who participated in this study. The work was supported by the Gordon Small Charitable Trust. We thank Peter Dayan and Quentin Huys for behavioural modelling discussions and John Steele for proof-reading the text.
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